Compliance Officer
TMF Luxembourg S.A
Bridel, LU
il y a 2j
source : Monster

Job Purpose Compliance Officer is part of Compliance Fund Services Team, reporting to Compliance Manager. Compliance Team is responsible for depositary and transfer activities for all business lines. Key Responsibilities :

  • Perform on-site monitoring and testing on designated controls defined within the Compliance Monitoring Plan
  • Undertake Client Due Diligence and ongoing reviews in compliance with the anti-money laundering requirements
  • Support in Incident Management processes, Complaint Handling processes and Data Protection matters
  • Participate in maintenance and update of Compliance related policies and procedures
  • Perform periodic reporting such as Compliance and AML reports
  • Provide support to other members of the Compliance team and ensure close interaction with the business
  • Provide advice and training to the business
  • Undertake Compliance projects and ad hoc additional tasks as assigned by the Manager
  • Your Profile

  • Bachelors but preferably a Master’s degree
  • Preferably a minimum of 3-5 years of experience in a similar position or relevant experience in Luxembourg
  • Audit Compliance background desirable
  • Specific knowledge about Transfer Agency, Depositary and Capital Markets
  • Strong interpersonal skills with the ability to communicate with staff at all levels of the organization
  • Strong issue resolution skills with a focus on risk controls
  • Excellent organizational skills, ability to work under pressure and to prioritize workloads
  • Fluent English, both written and oral
  • Dedicated to work in a fast-growing environment
  • Client driven and rigorous
  • Detail oriented
  • Skilled in Word, Excel and PowerPoint
  • Team player
  • Ability to work independently and proactive can-do attitude, seeking out ways to improve quality of service to all stakeholders
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