The Compliance Department is responsible to protect Nomura Bank (Luxembourg) S.A. (the Bank ), its affiliates and customers from any damage that might result from the failure to comply with their regulatory obligations and assist the Executive Management in monitoring and mitigating compliance risks in line with the risk appetite of the Bank and Nomura Group.
In order to support our Compliance function, we are looking for a highly qualified and experienced professional for the position of Chief Compliance Officer.
The position requires a mature individual who has acquired considerable experience in compliance, governance and financial regulation fields.
The Chief Compliance Officer will oversee, coordinate and handle all regulatory and compliance matters within the Bank and its affiliates (including a Luxembourg SuperManco as well two Cayman Islands trustees).
The Chief Compliance Officer will report directly to the Authorised Management with a direct access to the Board of Directors and with additional matrix management structure requiring close cooperation with other Nomura Group offices in EMEA and Japan.
Your main tasks will be to :
Develop mitigating controls and ensure their effectiveness.
up on the effective resolution of any identified issue.
Please be aware that in accordance with the law of July 23, 2016, the selected candidate will be requested to provide a criminal record (section 3)