Compliance Support Officer
FundRock Management Company S.A.
Luxembourg
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FundRock Management Company S.A. (FundRock) is a leading independent third party Management Company / AIFM providing services for Fund promoters.

A vacancy for a full time employee has arisen as Compliance Support Officer in the Compliance Team within FundRock.

Job Responsibilities :

As part of member of the team, the position actively supports the Compliance Officer in his function in :

  • the identification and evaluation of the compliance risks within FundRock;
  • the organisation, coordination and structuration of the compliance-related (de)centralized controls;
  • the control and monitoring of all measures taken to mitigate compliance risks;
  • the reporting to senior management and the Board of Directors of FundRock;
  • the support provided in all compliance matters within FundRock.
  • Ensure that necessary Compliance policies and procedures are in place in order to meet FundRock’s regulatory requirements.

    Provide advice / guidance regarding Compliance matters and / or issues to FundRock’s staff, clients and / or delegates as needed.

    Your Profile :

    As member of the Compliance team, support the activities performed by the Compliance Officer in order to :

  • Ensure compliance of FundRock with all relevant laws, regulations, rules and professional standards;
  • Identify, assess, manage and monitor the compliance risks within FundRock;
  • Assist senior management in the management and control of the compliance risks;
  • Report appropriately to senior management on material issues;
  • Act as main point of contact point for local regulator or other relevant authorities, and coordination of requests;
  • Provide guidance and local training on compliance related matters;
  • Monitor and report on regulatory / compliance developments in Luxembourg;
  • Assist, inform and train the staff and senior management on regulatory and compliance related matters;
  • Develop and implement required internal Compliance policies and procedures
  • Experience :

  • Degree in law, economics or finance
  • 3 to 7 years’ experience in internal control (compliance / internal or external audit / operational risk or risk management)
  • Excellent written and verbal communication and analytical skills in English and French
  • Strong ability to work discretely. Confidentiality is crucial to the function
  • Must be proactive and self-sufficient
  • Ability to multi tasks and respect deadlines
  • Willing to take responsibility and accountability
  • Excellent organizational and inter-personal skills
  • Technical Knowledge :

  • Knowledge of Management Companies and Luxembourg investment funds regulatory environment;
  • Knowledge of UCITS and AIFMD Requirements.
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