Greenfield is pleased to be working closely with a leading global fixed income asset manager headquartered in London. They are currently seeking a Senior Compliance Officer, Luxembourg acting as Deputy Head of Compliance / MLRO.
As part of the Compliance team, support the Head of Compliance and MLRO in order to ensure that the fund operates in accordance with relevant regulations and internal procedures.
This role reports into the Head of Compliance Conducting Officer in charge of Compliance. This is a great opportunity to join a dynamic, expanding team and group.
The successful candidate will work closely with other company’s departments and will develop a complete understanding of the management company structure. The Role :
Assist the Head of Compliance / MLRO in anticipating, identifying and assessing the compliance risks;
Develop the compliance strategy and framework for all regulatory matters
Maintaining the Compliance manual containing policies and procedures to ensure compliance with applicable regulatory obligations, including AML systems and controls;
Design and implement a risk-based compliance monitoring program to review the adequacy of control processes;
Centralise the information on compliance problems identified;
Participate in any regulatory investigations and proceedings including any enforcement actions;
Monitor and report developments in applicable laws and regulations
Assist the Head of Compliance / MLRO in the drafting of regular reports to Management and boards on the status of compliance matters;
Act as Deputy MLRO, receiving suspicious activity disclosures internally, and submitting the reports to the financial intelligence unit of the office of the state prosecutor at the Luxembourg District Court ( Luxembourg FIU ), and supervising all aspects liaising with the FIU;
Communication and collaboration with the Group Global Head of Compliance and Global MLRO
Provide training to new and all employees to ensure awareness of Compliance matters.
Develop and maintain an effective anti-money laundering and counter-terrorist financing compliance culture.
Assist the Conducting Officer / Head of Compliance with the CSSF;
Assist the Head of Compliance / MLRO in the oversight of the Branches activities;
Monitor the AML control activities carried out by the delegated Transfer Agents, including the review of investor files;
Perform AML / KYC related Due Diligence Obligations and AML / CTF reviews;
Participate in audit, risk and compliance reviews
Your Profile :
University degree in Law, Finance or similar.
Have a good knowledge of the Luxembourg asset management industry (Fund / Management Company / AIFM) and its regulatory framework;
5 to 10 years of relevant professional experience in either compliance or internal / external audit functions;
Fluent in English.
If you are interested in this position or would like to discuss other roles that we are currently recruiting for, please forward your CV in English to Muriel NEWTON is a Luxembourg recruitment agency specializing in the Accounting & Controlling, Operational Finance & Banking, Legal and Human Resources sectors.
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