Manager, Compliance Advisory
RBC
Esch-sur-Alzette, Luxembourg, Luxembourg
il y a 5j

What is the opportunity?

This is great opportunity to join an international compliance team in a dedicated regulatory advisory role in a dynamic credit institution and asset servicer.

Reporting to the Director, Head of Compliance Advisory in Luxembourg, you will be a key stakeholder in RBC I&TS’s regulatory compliance framework.

Through diagnostics, gap analyses and impact assessments, you will support the implementation of new EU, international and local regulatory initiatives throughout the Bank.

You will also represent RBC I&TS in industry working groups addressing regulatory policy developments. With your expertise, you will be a trusted advisor to the business and senior management.

We are looking for candidates with expertise in banking and fund regulation, MiFID, EMIR, MAR,

What will you do?

  • Regulatory watch : identify and assess forthcoming regulatory developments and related regulatory and compliance risk impacting business units in conjunction with key Business and Functional stakeholders.
  • Collaborate and contribute to RBC I&TS’ regulatory projects, initiatives and endeavors while providing tailored and practical compliance advice / Continuously provide compliance advice supporting the firm in achieving its goals and accomplishment of its strategy.
  • Participate and contribute to industry working groups, advocating RBC I&TS’ interests and circling back market intelligence / Provide compliance assessment of new businesses, projects and initiatives.
  • Contribute to the maintenance of the integrated, risk based compliance framework in accordance with applicable laws / regulations and RBC Enterprise compliance standards.
  • Ensure escalation of significant regulatory and compliance risk issues and deficiencies to relevant business supervisors, operating committees, boards of directors and compliance senior management and to this effect develop appropriate management information for quarterly Boards, Committees and Working Groups.
  • In conjunction with the relevant businesses including Steering Committees and Working Groups, develop / participate to an appropriate and effective response to and resolution of compliance issues or deficiencies identified.
  • Contribute to the development of the compliance training schedule for RBC I&TS’ business units. Ensure training content is aligned to current regulatory requirements and business activities of these business units.
  • Identify training needs following regulatory developments and create such trainings.

  • Provide independent oversight of regulatory watch process of subsidiaries and branches and provide support for inquiries raised by local compliance officers.
  • What do you need to succeed?

    Must-have

  • University degree in the area of Finance, Law, Business Administration or similar
  • Solid knowledge of the regulatory environment gained in a bank, asset manager, consulting or lawfirm
  • Capability to engage with different stakeholders and partners
  • Very strong oral and written communication skills including an capacity to translate and simplify complex requirements into simple language (and build professional presentations)
  • Proficient working level of English
  • Nice-to-have

  • Experience with project management of large regulatory projects
  • Proficient Excel skills
  • What’s in it for you?

    We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper.

    We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program
  • Leaders who support your development through coaching and managing opportunities
  • Ability to make a difference and lasting impact
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work
  • Opportunities to take on progressively greater accountabilities
  • Opportunities to building close relationships with clients
  • Join our Talent Community

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    Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at rbc.com / careers .

    JOB SUMMARY

    City : Esch-sur-Alzette

    Address : 14 Porte de France

    Work Hours / Week : 40

    Work Environment : Regional Office

    Employment Type : Permanent

    Career Level : Experienced Hire / Professional

    Pay Type : Salaried

    Required Travel (%) : 0-25

    Exempt / Non-Exempt : N / A

    People Manager : No

    Application Deadline : 10 / 31 / 2020

    Platform : RBC Investor & Treasury Services

    Posting Notes :

    Flexible Working Options Considered

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