Fund Servicing Manager

J.P. Morgan

Senningerberg, Luxembourg, Luxembourg

il y a 2j

Job Description

TA AML Regulatory Manager

The TA AML Regulatory team works in partnership with the TA AML teams, TA Product, and JPMBL GFCC to ensure that the TA AML Framework is in line with Regulatory requirements.

This includes interactions with Clients, internal and external Auditors, GFCC, Risk, Compliance and where applicable, the regulator.

The principal objective of the position is work in a small team (currently 3) to monitor overall robustness of the AML framework in Transfer Agency and to ensure that procedures and systems are kept up to date in line with regulatory requirements.

Responsibilities include the following :

Monitoring the regulatory radar and it’s impacts on the business

Assessment of how regulatory changes impact the business

Review of headcount impact resulting from business requirements changing

Participation in audit discussions (internal and external)

Membership in ALFI and Industry groups as required

Involvement in escalations as relate to regulatory requirements and the implementation thereof

Support to the business on complex items where regulatory knowledge is required

Drive enhancements to systems and processes supporting both the framework and regulatory reporting including annual filing of the CSSF Questionnaire.

Qualifications / Skill Profile

Extensive experience in Investor AML assessments and understanding of due diligence in the context of Transfer Agency

Familiarity with European and Local regulations and applicability to Transfer Agency

Previous experience working with Auditors

Knowledge of Core TA systems and how the different systems interact.

Understanding of the Application of Risk Based Approach

End to end understanding of PEP, Sanction and NM screening

Proven ability to communicate with senior stakeholders at the client, MLRO, GFCC, Legal, Auditors, etc.

Excellent written and verbal communication skills in English to the competency that client and investor interactions may be carried out.

Project Management Skills and Client facing skills would be considered a distinct advantage

Multi-year work experience in a similar position

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