REGULATORY COMPLIANCE MANAGER WELL KNOWN ADVISORY FIRM AB206 Our client is a well-known advisory and administration firm.
As part of the continual development of their Luxembourg business an opportunity has arisen for a highly competent compliance manager to implement and oversee the operational and regulatory obligations of the firm.
This is a pivotal role in the local operation and will require a highly engaged, ambitious and seasoned professional of the Luxembourg financial services industry The role will report to group head of compliance based in another European market The Role : Take full responsibility for the compliance matters for local entities under management for Luxembourg, including both PSF and ManCo Contact point for local regulator and other relevant authorities Take the lead in initiating and developing a local compliance team to account for the growing complexity of the business Provide consultancy to the business on a full suite of regulatory and requirements in consideration of reporting, applying for new licenses etc Act as deputy MLRO for the business Establish and roll out group wide risk and compliance initiatives Participate with the group compliance risk management committee Provide guidance and local training on compliance related matters The Profile : You will have a deep knowledge of the local regulatory and compliance framework Hold a University degree within a finance, Law or economics.
Any additional professional training within the compliance or risk area (via ALCO or equivalent) would be beneficial.
There is a preference that you will be well versed with AIFMD requirements from a first hand Be fluent in English.
Additional European languages would be an advantage Be highly influential and had the ability to push-back where needed The ability to organise, prioritise and plan a challenging workload, with a systematic worth method and high attention to detail If you are interested in this position or would like to discuss other roles that we are currently recruiting for, please forward your CV in English to Antoine Boone by applying online.
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