Regulatory & Compliance Manager (m/f)
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Industry / Sector

Asset and Wealth Management


Conduct and Compliance


Job Description & Summary

A career in our Regulatory Compliance practice, within Risk and Compliance services, will provide you the opportunity to work with a team that provides clients with extensive risk and controls technical knowledge and sector specific experience.

You’ll have the opportunity to develop a holistic approach to risk that protects businesses, facilitates strategic decision making and enhances efficiency by assisting management in the assessment of project risks and controls.

Our team works with clients to understand and address enterprise risk, the regulatory landscape and the client’s regulatory profile.

You’ll help clients improve and operate solutions to manage risk and monitor compliance as well as keep informed on changes in the regulatory landscape that assist our clients in maintaining compliance.

Your mission

Our Regulatory Compliance Advisory Services department is growing and we are looking for people who are eager to work in a dynamic and rewarding environment.

Recognising that today’s environment imposes on market participants new and exceedingly challenging regulatory requirements, PwC Luxembourg has pooled experts into the Regulatory Compliance Advisory Services (RCAS) department dedicated to help its clients to meet these requirements from a business impacts and regulatory compliance perspective.

The RCAS team is focused to provide timely, cost effective and practical assistance to clients facing regulatory compliance issues.

As Manager (m / f), you will :

  • Analyse existing and new European and Luxembourg regulations to determine the impacts on banks, investment firms and financial services firms;
  • Assist our clients in the analysis, the drafting and the filing of application files of banks and Professionals of the Financial Sector, as well as notification files of branches, both from a regulatory and operational perspective;
  • Assist our clients in creating and implementing the procedures and the required documentation;
  • Create presentations, reports and flyers concerning European and Luxembourg regulatory matters;
  • Monitor financial aspects related to client assignments;
  • Manage, coach and review the work of your team members and ensure business is running in a smooth way.

    Your profile

  • You hold a Master’s Degree preferably in Law. Finance or Economics Master’s Degree will be also considered;
  • You have a minimum of 5 year experience in the banking industry, ideally acquired within a consulting firm, legal or compliance department of a regulated entity of the financial sector (bank, MiFID firm, other PFS );
  • You have a profound knowledge of the main regulations relative to the financial services sector (investor protection rules, internal governance );
  • knowledge of payment services regulatory provisions are considered as an asset

  • You have a solid track record in managing teams and a keen interest in business development;
  • You are fluent (both oral and written) in English and French or German;
  • You are recognised for your team spirit and ability to coach and develop people and you are able to build strong client relationships;
  • You are flexible and mobile (travels will occur).

    Are you looking for a multicultural firm that invests in the development of your potential and considers health at work a top priority?

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