Manager, Regulatory Compliance
RBC Investor & Treasury Services
Porte De France, Luxembourg
il y a 2j
source : Moovijob

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Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

Job Title

Manager, Regulatory Compliance

Job Description

The Manager will be responsible for :

  • Adhering to the RCM Framework, Policies and Control Standards defining RBC’s organizational approach to identifying, assessing, communicating, managing and mitigating Regulatory Compliance Risk.
  • Implementing and executing the regulatory compliance monitoring activities for the I&TS Luxembourg businesses.
  • Promoting a strong culture of ethics, compliance and integrity across Lines of Business, consistent with RBC’s strategic objectives and risk appetite.
  • Executing the oversight program, in line with RBC IS Bank’s Oversight Framework, to ensure that all regulatory standards and RBC’s Compliance Charter & Code of Conduct are adhered to and appropriately implemented for the Bank and its branches and subsidiaries.
  • Ensuring that all governance and reporting is accurate, complete and delivered in line with agreed timelines.
  • Ensuring that RBC compliance policies, procedures and standards meet local requirements and are communicated timely to RBC IS Bank employees.
  • Instilling with the businesses the central role they play as the First Line of Defence. Promote strong compliance culture to ensure that RBC complies with its regulatory obligations and ethical standards;
  • Provision of support, upon request, to Business stakeholders, Functional Partners and Compliance peers.
  • Supporting specific regulatory projects in collaboration with the Advisory and / or AML teams, within scope of mandate on.
  • Job Summary

    Reporting to the Director, Head of Regulatory Compliance in Luxembourg, the Manager will be a key person in the regulatory compliance framework of RBC IS Bank.

    S(he) will implement compliance strategy for RBC IS Bank Luxembourg, including being accountable for promoting strong Compliance culture to ensure that RBC complies with its regulatory obligations and ethical standards and will provide value added advice and guidance.

    S(he) will acquire / maintain detailed knowledge of applicable market conduct, securities, fiduciary, collective investment schemes, banking, prudential regulations and best practices and relevant internal RBC policies.

    S(he) will contribute effectively and timely to the ongoing reporting.

    Address :

    Esch-sur-Alzette, Luxembourg

    City :

    LUX-DISTRICT DE LUXEMBOURG-ESCH-SUR-ALZETTE

    Country : Luxembourg

    Work hours / week : Employment Type :

    Employment Type : Full time

    Platform :

    Group Risk Management

    Job Type : Regular

    Pay Type : Salaried

    Posted Date : 2022-04-07-07 : 00

    2022-04-07-07 : 00

    Application Deadline :

    2022-12-31-08 : 00

    Inclusion and Equal Opportunity Employment

    At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work.

    We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

    We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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