MLRO / COMPLIANCE OVERSIGHT OF DISTRIBUTION LEADING INVESTMENT COMPANY NT129Greenfield is pleased to be working with one of the world’s largest investment companies with a global presence and based in Luxembourg.
Our client is now looking for a new MLRO to strengthen their local activity and support their increasing activity due to Brexit.
This is a great opportunity as you will join a small team which is growing and where you will have the chance to push your career further.
As the MLRO, you will provide compliance oversight and support for the different funds internally managed by the company.
This role is suitable for someone with strong communication and organisational skills. The Role : Ensure that the Management Company’s AML policy and Risk Assessment framework are up to dateDevelop and implement the AML due diligence and on-
going oversight programme for distribution countries and appointed distributors of the fundsTake care of the due diligence of existing / new clients and distributorsUndertake wide money laundering risk assessmentManage the oversight of internal and external transfer agents’ activitiesHandle also the funds migrations, AML audits and approval of medium and high-
risk account openingsEnsure Compliance oversight on Cross Border Distribution for the UCITS and AIF funds (internally managed)Provide management information reports to the Management Company BoardLiaise with Business Development, Dealing, Product and Legal teams with regards to the distribution network of the Finds managed by the Management CompanyBe the point of contact for the Legal and Client Services department to ensure that new distribution agreements with the Management Company incorporate appropriate AML clausesBe part of ad hoc projects from time to time The Profile : University degree in Legal, Compliance or similar5-
7 years minimum in a similar roleStrong understanding of investment funds (UCITS, non UCITS and SIF regulations)Good knowledge of AML guidance legislationExperience communicating with the regulatorsFluent in both English and FrenchRole require availability to travel from time to time If you are interested in this position, or would like to discuss other roles that we are currently recruiting for, please forward your CV in English to Nicolas Tassin by applying online.
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