The Risk and Investment Compliance analyst is responsible for monitoring different investment restrictions and ensuring a follow up with all parties (Portfolio Manager, Conducting Officers, Audit, CSSF, Legal Advisor, etc ).
He needs to identify and interpret different risks and investment rules and be up to date with laws and regulations.
In this position, amongst other responsibilities, you understand the company's risk profile, help maintain and update the risk policies for the Luxembourg framework.
The candidate controls Pre & Post Investment Restrictions and Investment Policies : monitoring of Funds.
He analyzes the eligibility of structured products, certificates, CEF, OEF, commodities etc ...
He sends the reports to the CSSF, updates and monitors the regulatory framework (ESMA, CESR, EMIR, etc ...
He manages the risks for UCITS and AIFMD in accordance with the regulations.
He is involved in regulatory reporting (AIFMD, UCITS risk reporting, ad hoc requests ...) and knows how to respond to ad hoc questions from the auditors or the portfolio manager.
He participates in projects to improve the control system and performs analyzes on relevant subjects.
The candidate has a degree in Finance / Mathematics / Economics or similar qualification.
He / She speaks English fluency, French is an asset as well as any other language.
He / She is attracted to the fund industry and in particular to the compliance aspects.
He has expertise in the regulatory framework of investment funds and has 2 years (min) experience in risk management and fund compliance.
He / She communicates effectively, is organized and proficient in IT (deep knowledge of Microsoft Office, especially Excel, Bloomberg and Reuters, VBA is an asset).