Compliance Analyst
Schroders
Luxembourg
il y a 2h

Compliance Analyst,

Financial Crime Compliance

Who we’re looking for

We are looking for a Compliance Analyst to work in our Financial Crime (FC) Compliance function in Luxembourg. As a Compliance Analyst for FC Compliance you will report into the European Money Laundering Reporting Officer (MLRO) and you will have an instrumental role in the Group Financial Crime Compliance (GFCC) function in London.

You will assist the MLRO and her local team in developing further and overseeing the Group and local FC Compliance programme, following the guidance of the MLRO who works closely with the Head of Legal and Compliance in Luxembourg and Group Head of Financial Crime Compliance in London.

You will act as an expert in your field, advise on regulatory issues, procedures and controls relating to regulatory and legislative issues concerning FC, and assist the MLRO.

For the purposes of this role summary, "Financial Crime" includes the following topics : anti-money laundering, counter-terrorist financing, sanctions, anti-fraud systems & controls, anti-bribery and tax evasion.

About Schroders

We’re a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.

We have around 5,000 people on six continents. And we’ve been around for over 200 years, but keep adapting as society and technology changes.

What doesn’t change is our commitment to helping our clients, and society, prosper.

The team

You’ll be working within a team of FC professionals, based in Luxembourg and the UK (as well as across our global locations), all with different areas of expertise to continue to develop and implement a suitable and functional FC framework.

The FC team in Luxembourg is part of the wider local Compliance team (and reports functionally into the GFCC team in London).

The team has an open and collaborative work approach, handling multiple tasks efficiently as a team, holding each other accountable and delivering to high standards.

The team is committed to continuously learning, sharing ideas, embracing change and enjoying our working day. The FC function is also an integral part of the Group FC and overall Group Compliance functions.

You’ll work closely with Compliance colleagues from across the Group to ensure alignment and efficiency and to leverage expertise.

What you’ll do

  • Assist the MLRO and the team in developing, enhancing and communicating the local as well as Group’s standards and frameworks for mitigating financial crime risks.
  • Assist in the overseeing and challenging of business management and local MLROs in the implementation of the local as well as Group's standards and in addressing identified financial crime risks.
  • Make judgements and decisions / recommendations on appropriate actions in relation to financial crime issues.
  • Provide advice, guidance and updates on the application of the FC framework and be a trusted advisor to the businesses within Schroders, including to responding to day-to-day queries
  • Collate, review and analyse Management Information and Key Performance / Risk Indicators for different forums, including Board reporting
  • Attend appropriate industry groups to keep abreast of current or prospective regulatory developments and industry best practices and, where necessary, articulate our views.
  • Assist and oversee compliance with Luxembourg requirements in respect of FC.
  • Participate in and assisting with the performance of due diligences and regular compliance monitoring and oversight exercises.
  • Develop and maintain an understanding of all areas of the business relevant to the role.
  • Foster relationships with all relevant areas of the business. The role would have a considerable impact on a number of functions within the organisation or on the organisation as a whole.
  • Perform analyses and assessments of financial crime regulation.
  • The knowledge, experience and qualifications you need

  • 2 to 4 years of experience in a compliance function within the asset management / fund industry, experience in other industries will be considered
  • Strong knowledge of the Luxembourg fund regulatory framework
  • Exposure to financial crime compliance topics
  • Ability to analyse complex situations and escalate, where necessary
  • Ability to communicate and collaborate with others in the organisation across functional and geographical boundaries
  • Show initiative and a collaborative approach to the identification and resolution of issues
  • Good knowledge of Microsoft Office
  • Fluency in written and spoken English
  • University business-related or law degree
  • The knowledge, experience and qualifications that will help

  • Knowledge of French
  • ACAMS or any relevant certification
  • What you’ll be like

  • Keen and motivated to develop your understanding of the industry, business model and regulatory environment
  • Show initiative and a collaborative approach to the identification and resolution of issues
  • Develop strong working relationships with key stakeholders, as well as acting as a trusted advisor to the business
  • Have strong communication skills
  • Organised and structured take personal responsibility for managing own time and workload with the ability to handle changing priorities
  • You are solution-oriented and able to think outside the box
  • You are comfortable to deal with ambiguity and complexity
  • We're looking for the best, whoever they are

    Schroders is an equal opportunities employer. You're welcome here whatever your background, race, sex, gender, sexual orientation, religious belief, age or disability

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