Compliance Officer - 1 year FTC (f/m/d)
Regis TR Luxembourg
Luxembourg, L, LU
il y a 21h

Field of activity

REGIS-TR S.A. is seeking to fill the position of Compliance Officer located in Luxembourg. The Compliance Office supports Regis-TR’s trade repository services.

REGIS-TR, the European central trade repository, was launched in 2010 as a joint venture between Clearstream, the International Central Securities Depository (ICSD) and Iberclear, the Spanish Central Securities Depository (CSD).

It collects and administers details of derivative transactions reported by its clients to provide market regulators and participants with a reporting hub for all manner of transaction reporting resulting from current and future regulatory initiatives such as EMIR, FinfraG, SFTR etc.

Reporting relationship

The Compliance Officer reports to Chief Compliance Officer (CCO).

Tasks / responsibilities

  • Support the Compliance Team, to ensure the compliance of company with all applicable laws and regulations, such as EMIR, FinfraG and SFTR
  • Identify and keep up to date an inventory of relevant laws, regulations and standards
  • Ensure that the Compliance policies, procedures and the monitoring plan are defined / updated whenever required
  • Advise and assess on policies and procedures implemented by the company
  • Execute the compliance monitoring program, assessing that all processes and activities are in line with the requirements applicable to the services provided by the company
  • Identify compliance relevant situations associated with the company’s current and proposed future business activities
  • Report and monitor all compliance relevant topics identified
  • Assist the CCO to provide specialised skills and guidance to management
  • Design and present compliance trainings to employees on compliance topics, tailored to the business activity of the company
  • Advice on specific KYC reviews and risk assessments on prospective entities
  • Liaise with supervisory authorities where necessary
  • Qualifications / required skills

  • Candidates will be considered from a variety of backgrounds with proven experience in Compliance
  • University degree in Law, Business Administration, Finance or similar preferred
  • Advanced degree or professional certifications in the field of Compliance considered as a plus
  • Experience in relevant regulatory compliance areas of at least 3 years
  • Strong analytical skills and attention to detail
  • Good organizational skills to ensure accurate and complete documentation of decision making
  • Communication and negotiation skills, including ability to present complex matters in a clear and comprehensive way to different audiences
  • Strong individual initiative, the ability to work well in a team that may include representatives from a range of business areas, and high-level commitment and motivation
  • High degree of professionalism and the ability to independently complete complex projects
  • Willingness to travel
  • Familiarity with MS Office applications; experience with monitoring, database, or research software would be a plus
  • Proficiency in written and spoken English a must; knowledge of Spanish would be considered an advantage.
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