Field of activity
REGIS-TR S.A. is seeking to fill the position of Compliance Officer located in Luxembourg. The Compliance Office supports Regis-TR’s trade repository services.
REGIS-TR, the European central trade repository, was launched in 2010 as a joint venture between Clearstream, the International Central Securities Depository (ICSD) and Iberclear, the Spanish Central Securities Depository (CSD).
It collects and administers details of derivative transactions reported by its clients to provide market regulators and participants with a reporting hub for all manner of transaction reporting resulting from current and future regulatory initiatives such as EMIR, FinfraG, SFTR etc.
The Compliance Officer reports to Chief Compliance Officer (CCO).
Tasks / responsibilities
Support the Compliance Team, to ensure the compliance of company with all applicable laws and regulations, such as EMIR, FinfraG and SFTR
Identify and keep up to date an inventory of relevant laws, regulations and standards
Ensure that the Compliance policies, procedures and the monitoring plan are defined / updated whenever required
Advise and assess on policies and procedures implemented by the company
Execute the compliance monitoring program, assessing that all processes and activities are in line with the requirements applicable to the services provided by the company
Identify compliance relevant situations associated with the company’s current and proposed future business activities
Report and monitor all compliance relevant topics identified
Assist the CCO to provide specialised skills and guidance to management
Design and present compliance trainings to employees on compliance topics, tailored to the business activity of the company
Advice on specific KYC reviews and risk assessments on prospective entities
Liaise with supervisory authorities where necessary
Qualifications / required skills
Candidates will be considered from a variety of backgrounds with proven experience in Compliance
University degree in Law, Business Administration, Finance or similar preferred
Advanced degree or professional certifications in the field of Compliance considered as a plus
Experience in relevant regulatory compliance areas of at least 3 years
Strong analytical skills and attention to detail
Good organizational skills to ensure accurate and complete documentation of decision making
Communication and negotiation skills, including ability to present complex matters in a clear and comprehensive way to different audiences
Strong individual initiative, the ability to work well in a team that may include representatives from a range of business areas, and high-level commitment and motivation
High degree of professionalism and the ability to independently complete complex projects
Willingness to travel
Familiarity with MS Office applications; experience with monitoring, database, or research software would be a plus
Proficiency in written and spoken English a must; knowledge of Spanish would be considered an advantage.