Wealth Management LOB Compliance , ED – JP Morgan Bank Luxembourg SA
JPMorgan Chase & Co
Senningerberg, L, LU
il y a 4j

About J.P. Morgan

J.P. Morgan is a leader in financial services, working in collaboration across the globe to deliver the best solutions and advice to meet our clients’ needs, anywhere in the world.

We operate in 150 countries, and hold leadership positions across our businesses. We have an exceptional team of employees who work hard to do the right thing for our clients and the firm, every day.

This is why we are the most respected financial institution in the world and why we can offer you an outstanding career.

Our businesss

J.P. Morgan Bank Luxembourg S.A. (JPMBL) as a regulated Credit Institution provides a range of banking services to Private Clients, Banks, non-Bank Financial Institutions and corporate clients for the provision of Wealth Management, Depository, Investor Services and Transaction Services.

Opportunity

Compliance plays a critical role in the successful execution of the firm's compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining rules that govern our business globally.

Compliance teams work closely with business, legal, risk, and audit program infrastructure that identifies, measures and monitors compliance with applicable laws, regulations and functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm's compliance control environment.

Luxembourg Compliance team has the responsibility for oversight of the consistent implementation of Global policies and practices whilst ensuring regional and country nuances are adopted to take into account local law and regulation.

The person sought will form part of the growing Compliance team for JPMBL as well as support regional and global compliance initiatives and programs within the Wealth Management line of business and within the entity as necessary.

The role will include line of business advisory cover for Wealth Management personnel in Luxembourg. The role will include working closely with Compliance Management and the local Regulatory Management team to manage regulatory deliverables associated with the JPMBL WM, notably with the CSSF, ECB and CAA.

The role will necessarily require strong interaction with regional teams across the compliance framework, Regulatory Management and advisory teams to support consistency and ensure JPMBL considerations are adequately covered.

  • As J.P. Morgan continues to invest and grow the business the current opportunity will seek someone with a strong regulatory and compliance background to advise on core compliance obligations within the European regulatory framework, including but not limited to;
  • Job functions / responsibilities

  • The role will report to the JPMBL Head of Line of Business Compliance;
  • Management of Wealth Management line of business coverage team - Responsibility for day to day oversight of team deliverables, reporting line responsibilities for WM LOB team members

    Provide Compliance advice to support associated with local, regional and global compliance initiatives within the Wealth Management line of business and within the entity as necessary

    Partner with Regional and Global Compliance function for to check for consistency and leverage best practices for the WM Business

    Keep abreast of regulatory and legislative changes and provide advice to enable the business to implement changes and operate in a compliant and controlled manner

    Review regulations, assess gap analyses, and work with divisional partners to advise the relevant owners on the development of policies and procedures within the legal entity and across other group legal entities as necessary

    Develop close working relationships within the bank and line business to engender a culture of compliance within the business

    Contribute to the performance of Compliance risk assessment, testing and monitoring program, and new business regulatory reviews and where necessary coordinate within the legal entity and across other group legal entities as necessary

    Support JPMBL and the CCO / MLRO and her team in maintenance of strong regulatory relationships as needed.

    Advise on the content and quality of WM submissions to our regulators, taking action where necessary.

  • inactively support the day-to-day Wealth Management communications with regulators where necessary, supporting Regulatory Management and when needed act as the lead SME for the WM LOB on relevant regulatory examinations, reviews, information requests or other specific deliverables;
  • Advise on permissions, passporting and the interaction of Luxembourg and European regulatory regimes

    Essential skills

    Strong background and experience in a banking or risk management environment, or financial services from a legal or regulatory perspective.

  • Good knowledge of key financial services regulation and EU regulations. Prudential regulatory experience preferred;
  • Previous experience in dealing with and maintaining relationships with the CSSF, ECB or European or Global regulators within a large and complex financial services firm or experience working at a relevant regulator.

    Demonstrated experience in the financial services industry

    Relevant experience of Compliance activities Wealth Management, Credit Institution, compliance, risk, audit, TS, IS

    Proven knowledge of local and EU bank regulatory requirements (Governance, Outsourcing and Data Privacy) and ability to translate them into operational / process requirements

    Ability to consistently deliver high quality results on the local and firm-wide Compliance program

    Team player with strong interpersonal and influencing skill

    Self-motivated individual who is eager to learn more about the financial markets and regulation

  • Positive professional and can-do attitude
  • Ability to think, plan and execute on multiple projects simultaneously in an organized manner, prioritize, work under pressure and meet tight deadlines

  • University Graduate
  • Strong command of English language skills combined with French and / or German language skills preferred

    Ability to summarize complex topics concisely and drive practical outcomes

    Strong judgement and the ability to exercise sound judgement under pressure when faced with imperfect information.

    Evidence of working on the delivery of projects or implementing process change required

    Corporate

    Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing.

    Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.

    JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co.

    is an Equal Opportunity Employer

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