For our office in Luxembourg we are currently looking for a : Head of Compliance.
The selected candidate is expected to be an appropriately skilled and qualified compliance professional who will understand and ensure compliance with the relevant regulatory regimes.
As a Director or Senior Manager Compliance Officer you will report directly to the Chief Risk and Compliance Officer located in Luxembourg and you will have the following responsibilities :
JOB DESCRIPTION :
Supervise the Luxembourg compliance team;
Act as Compliance Officer of Alter Domus Alternative Asset Fund Administration;
Act as Compliance Officer of Alter Domus Depository Services;
Report to the Board of Directors of Luxembourg companies (including Alter Domus Luxembourg);
Ensure these Luxembourg companies are compliant with relevant legislation and regulatory codes;
Create and maintain compliance plans, procedures, systems and practices and ensure that these are followed by other compliance professionals and junior staff;
Implement and undertake compliance monitoring programme;
Review of the KYC files for new clients and identification of main issues and follow up missing information in line with group processes and procedures;
Review KYC on investors when escalated to compliance or during periodic review;
Identify the main risks in relation with the monitoring of existing clients;
Maintain all registers such as Conflicts of interest, reportable events, complaints from clients, etc;
Be part of the Global Client Acceptance Committee;
Follow up of audit recommendations both internal and external;
Train new joiners and advanced training such as new regulations, AML etc..
YOUR PROFILE :
You have significant experience in compliance in the financial sector in Luxembourg;
You are suited to manage a team;
You have a qualification specialised in the Financial Services industry ;
You will hold an appropriate qualification in compliance or AML / CFT / fraud prevention;
You have very good knowledge of Microsoft office 2007 (Excel, Word, PowerPoint);
You are familiar with screening tools of clients (Word-check or other similar tools);
You are fluent in English; any other language will be considered an advantage.