Based in Luxembourg Full time Permanent Contract Missions The Senior Compliance Officer reports directly to Chief Compliance Officer.
S)He ensures with the team that Luxembourg business adheres to internal controls and procedures, and that appropriate compliance-
related management information is produced and reviewed at appropriate intervals.
Risk based Compliance testing Attendance to Compliance Committees Steer and project lead the regulatory change process Account opening final evaluation Project Management on regulatory implementation processes Training of new joiners and roll out of training sessions Regulatory review and internal publishing of new rules and regulations (News Letter Management) Management of trade related control of MiFID and Market abuse.
Compliance risk analysis (AML, MIFID, Market Abuse, etc) Reviews on Outsourcing Controlling and Data Protection Activities Key Requirements University degree related to Finance and / or to Law 4-
IT skills on Microsoft Office, specially Excel, Word and Power Point.
You are proactive, open-minded, rigorous, responsible and a fast learner with a dynamic personality; You have an inquisitive mind and analytical skills; You are a team-player