Senior Compliance Officer
Andbank Luxembourg S.A.
il y a 13j
source :

Based in Luxembourg Full time Permanent Contract Missions The Senior Compliance Officer reports directly to Chief Compliance Officer.

S)He ensures with the team that Luxembourg business adheres to internal controls and procedures, and that appropriate compliance-

related management information is produced and reviewed at appropriate intervals.

  • Key Responsibilities Ongoing review of policies and procedures in line with corporate and local legislative requirements;
  • Regulatory reporting (AML, Internal control, MiFID) and SAR; Participate in training programmers, course development and presentation;
  • Risk based Compliance testing Attendance to Compliance Committees Steer and project lead the regulatory change process Account opening final evaluation Project Management on regulatory implementation processes Training of new joiners and roll out of training sessions Regulatory review and internal publishing of new rules and regulations (News Letter Management) Management of trade related control of MiFID and Market abuse.

    Compliance risk analysis (AML, MIFID, Market Abuse, etc) Reviews on Outsourcing Controlling and Data Protection Activities Key Requirements University degree related to Finance and / or to Law 4-

  • 5 years of work experience in Compliance Strong knowledge of banking activities and laws You are fluent in English, written and verbal, Spanish and / or French will be considered as an strong advantage;
  • IT skills on Microsoft Office, specially Excel, Word and Power Point.

  • Key soft skills You are able to work under pressure, to manage higher responsibilities and to respect deadlines; You have effective strong written and oral communication skills;
  • You are proactive, open-minded, rigorous, responsible and a fast learner with a dynamic personality; You have an inquisitive mind and analytical skills; You are a team-player

    Step 2
    Ajouter aux favoris
    Retirer des favoris
    Mon email
    En cliquant sur « Continuer », je consens au traitement de mes données et à recevoir des alertes email, tel que détaillé dans la Politique de confidentialité de neuvoo. Je peux retirer mon consentement ou me désinscrire à tout moment.
    Formulaire de candidature