Compliance Officer Excellent opportunity to progress your skills The Compliance Officer will join the head office of an international privately-owned investment group with a broad range of investments in the following sectors : energy, telecom and technology, health, retail, PE and public markets.
This Private Equity investment company offers a truly diverse and collaborative environment. Their Luxembourg office boasts an international team, with more than 10 different nationalities represented, while preserving a warm and respectful atmosphere.
You will report to the Group Compliance Director, based in London. As the compliance team is small (currently 3 people in total across Luxembourg and the UK), you will get involved in all areas of compliance matters (AML;
KYC, anti-bribery, sanction compliance, exposure to GDPR, etc) for both the company and their counterparties, which will be an excellent opportunity to progress your skills! Your Responsibilities :
Support the Compliance Team with the day-to-day compliance tasks
Assist the Compliance Team and Business Units with responses to incoming KYC requests from banks and service providers;
Assist with KYC analysis of new and existing counterparties, including collection of KYC documentation and identification of any high risk issues, under the direction of the Group Compliance Director and in compliance with the Group KYC, Sanctions and ABC policies;
Maintain the compliance records (restricted list, insiders list etc, PA dealing requests, gifts / hospitality requests) on information management systems / databases / trackers;
Assist in the preparation of regular and ad hoc compliance reports;
Assist with any GDPR related questions from within the group
Monitor Luxembourg and EU regulations and provide input on their impact to the Group Compliance Director
Provide input and assist in the review of internal policies and procedures
Your Profile :
University Degree educated (possibly in Law, Economics or Finance)
At least 2 years of relevant working experience in a similar position in Luxembourg, ideally within the KYC team of a bank, a financial service company, asset manager or a family office
Our client can also consider more senior profiles and adapt the role accordingly
Good knowledge of AML regulations and ability to negotiate with the financial services companies on the KYC requirements
Knowledge of GDPR and how it relates to real transactions and contracts
Fluency in English is mandatory
Excellent communications and organisational skills
Keenness to learn and progress
Ability to work under pressure
Ability to work effectively within a small team and communicate at all times within the team
On occasion, an offer of employment may be subject to a verification check. In this case a potential employer may ask you to provide documentation to support your application, this can include copies of educational achievements, international criminal record checks, reference checks, employment history etc.
Could this be the right opportunity for you? Please do not hesitate to send your CV to Aude François to be considered for this recruitment process.
Your application will be treated with the utmost discretion. We take your privacy as our utmost concern and we manage your data with highest degree of confidentiality.