Business Compliance Manager- Asset Management - Luxembourg
Macquarie Group
Luxembourg
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Macquarie Asset Management has an opportunity for an experienced candidate to join the team in our Luxembourg office in a business facing Compliance Manager position.

You will work across the various Asset Management businesses within Europe; and you will predominantly be focussed on businesses in Luxembourg and Germany.

You will also be a member of the wider Risk Management Group and you will utilise your proven relationship and stakeholder management skills to advise the businesses located across Europe, overseeing Macquarie Group’s compliance requirements for these businesses.

This role will report to the EMEA Regional Head of Asset Management Compliance in the UK, however you will work very closely with the Asset Management compliance officers in Luxembourg and Germany.

Your responsibilities will require you to :

  • provide compliance support to Asset Management teams across EMEA and assist with regulatory issues relating to fund origination and distribution, institutional fund management, affiliates transactions and licensing
  • advise on compliance integration requirements for new business or initiatives
  • assist with compliance review and approval of new transactions, products and funds
  • review and approval of marketing materials
  • develop and maintain compliance plans, related policies and procedures and monitor compliance with these policies
  • take responsibility for the preparation of regulatory compliance reports as required per the compliance plans and governance framework
  • carry out ongoing assessment of the compliance framework operating within the business and ensure adequate controls are established
  • oversee the monitoring, reporting and escalation of compliance issues
  • keep abreast of upcoming, new and revised rules, regulations and directives applicable to the business, and facilitate changes as required.
  • This includes proactive and early communication with business and compliance stakeholders to ensure timely compliance with any changes required

  • assist senior management with the delivery of key divisional projects as required.
  • liaise with compliance colleagues to assist with the delivery of an effective tailored training programme
  • Liaise with senior management, relevant boards, Risk Management Group Compliance and assisting with External Regulatory correspondence.
  • Your prior experience gained within the asset management industry (may include related experience in a legal or regulatory role) preferably within a private equity, multi-asset Manager, or UCITS manager will be well utilised in this role.

    Your familiarity with the European regulatory regime relating to asset management with experience and a good understanding of the Luxembourg regulatory regime will be beneficial.

    Other European knowledge and experience in addition to familiarity with both AIF’s and UCITS would also be desirable. You will be able to demonstrate a solid understanding of both the AIFMD and MIFID directives and be experienced in reviewing and approving marketing materials for regulatory compliance.

    As a pragmatic individual, you will take a commercial approach to compliance whilst achieving the desired outcome. You will have the proven ability to work independently, be able to prioritise so you can meet deadlines.

    Your strong communication and interpersonal skills, enthusiasm, motivation and the ability to be proactive will be welcomed in this role.

    About the Risk Management Group

    The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed.

    Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

    Our commitment to Diversity and Inclusion

    Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different.

    At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance.

    If you're capable, motivated and can deliver, we want you on our team.

    Macquarie is an equal opportunities employer and does not discriminate on the grounds of age, disability, sex, sexual orientation, gender reassignment, gender identity, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.

    We recognise that flexibility comes in a variety of forms. Talk to us about what flexibility you need.

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