Compliance Manager
Lexius Search
Luxembourg
il y a 4j

C ompliance Manager (Luxembourg )

Your opportunity

As Compliance Manager your aim is to prevent, by all reasonable means, the occurrence

of being in non-compliance. Compliance aims at stimulating, monitoring and controlling

the observation of laws, regulations, internal rules and ethical standards that are relevant to

the integrity and, hence, to the reputation of the company.

As professional of the financial sector, our client provides a wide range of services to

corporate companies in Luxembourg : domiciliation, management services, accounting,

tax return calculation, fund administration, depositary, and transfer agent

Your responsibilities :

As Compliance Manager you will assist the Compliance & Risk Director and be responsible

with a team of 6 compliance officers for a wide range of activities :

  • Prepare and issue compliance advice for the Client Acceptance Committee
  • Perform the daily screening of the client database with Black lists, International
  • sanctions, Bad press and escalade when relevant

  • Conduct compliance risk assessment & awareness training program
  • Advise the local management on the implementation of the compliance program
  • including KYC file reviews based on a sampling of files according the risk levels,

    the exhaustively and validity of our database, the transaction monitoring, the cash

    flow monitoring, the PEP approval request,

  • Draft the quarterly compliance activity report for the Group Compliance & Risk
  • Director and the local management

  • Provide on a monthly basis regulatory update to Business Units on different
  • subjects : GDPR, Market Abuse, EMIR, FATF recommendations

  • Revise procedures, reports etc periodically and implement productive and
  • efficient company policies

  • Identify compliance issues and necessary training
  • Issue indicators on the compliance risk exposure for the Group and the local
  • management

    Y our profile We are looking for individuals who :

  • Have a University degree in Law / Economics / Finance or in a similar field
  • Possess excellent communication skills
  • Are able to work autonomously, who are rigorous and well-organized
  • Have a professional skepticism
  • Are fluent in English, written and spoken. Any additional language (such as
  • French) is considered an advantage

    A dditional information Our client wants you to reach your full potential. They offer an inclusive and diverse

    environment to support your career aspirations. With a strong emphasis on continuous

    learning and a holistic approach to your professional and personal development. They

    also offer opportunities across our service lines and our international network of offices.

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