Senior Compliance Manager
Barclay Simpson Associates Limited
il y a 6j

Company description : We are working with one of thelargest international asset management firms worldwide, who areseeking an experienced Senior Compliance Manager to specialise inMarketing Compliance for their Luxembourg office.

Job description : Key responsibilities · Undertaking identification, research,monitoring and analysis of potential regulatory concerns for salesand marketing materials across various business lines · Providingcompliance advice to business units and relevant senior managementon marketing activities, primarily across the DACH region ·Drafting and contributing to compliance guidelines, policies,processes and procedures · Taking part in the design of controls,process improvements and maintenance as part of the compliancereview process · Responding to all enquiries from business units onissues of regulation · Acting as sole SME for Marketing complianceacross the DACH region Required profile : Your experience &skills · Minimum 5 years’ experience working within AssetManagement · Experience in the field of Marketing Compliance in theEuropean context · Full fluency in English and proficiency inGerman are essential · Proficiency in French is beneficial · Anin-depth understanding of MIFID and AIFMD · Exposure to andunderstanding of UCITs and / or OEICs regulations What we offer : Yourbenefits · Attractive remuneration package · Household-nameemployer · International working culture Next Steps : If you wouldlike to find out more about this opportunity, or you know someonewho would be interested in this position : please submit your CV toand tell us why you are applying for the role.

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