Conducting Officer Compliance - German Speaker
Michael Page Luxembourg
luxembourg, LU
il y a 5j
source : monster

As Conducting Officer in charge of Compliance, you will provide executive leadership to the Compliance function so that they are considered to be 'Best in Class' within the Industry.

Client Details

My client is an asset manager, looking for a new leader in the compliance department.


  • Provide executive leadership to the Compliance function so that they are considered to be 'Best in Class' within the Industry.
  • Identification of key areas of emerging and or developing risk
  • Maintain compliance policies and procedures to assist with the control environment.
  • Encourage the team to develop practical operating procedures.
  • Provide oversight of Compliance activities and ensure a framework is in place to ensure compliance with relevant regulatory requirements.
  • Support and advise the Group Chief Compliance Officer in forming a view on the nature and level of risks
  • Maintain the operating structure of risk monitoring and reporting
  • Ensure that all key risks are measured and appropriately monitored and that consistent and accurate reports are produced to Authorized Management and Board.
  • Ensure adequate arrangements are put in place to address any new regulatory requirements.
  • Ensure that compliance breaches are reported to Authorized Management and the relevant operating boards in a timely manner and that remedial action is taken where necessary.
  • Ensure that specific regulatory issues are adequately tracked and followed up.
  • Ensure regular reporting to the Group to satisfy regulatory information needs in a timely manner.
  • Profile

  • At least 10 years of experience in Compliance in the investment funds industry
  • Already Conducting Officer Authorized by the CSSF is an asset
  • Fluent in German & English
  • Job Offer

  • Manage your own team
  • Have a real input on the daily processes
  • Increase your potential
  • Develop your market value
  • Signaler cette offre d'emploi

    Thank you for reporting this job!

    Your feedback will help us improve the quality of our services.

    Mon email
    En cliquant sur « Continuer », je consens au traitement de mes données et à recevoir des alertes email, tel que détaillé dans la Politique de confidentialité de neuvoo. Je peux retirer mon consentement ou me désinscrire à tout moment.
    Formulaire de candidature