Conducting Officer
Funds Partnership
il y a 22h

Description :

Senior Compliance Officer (Conducting Officer)

One of our clients is a well-established, worldwide fund administration and management company. They are looking for a Senior Compliance Officer to head up their Compliance team in Luxembourg.

This will manage a team of 2 people, and be the Certified Compliance Officer with the CSSF, and be the Deputy MLRO and Data Protection Officer for the Luxembourg entities.

Responsibilities :

  • Overseeing and implementing a risk based compliance monitoring program
  • Overseeing licensing requirements and regulatory obligations (such as reporting and applying for new business product licenses)
  • Staying up to date with all regulatory developments and ensuring business processes and procedures are compliant
  • Implementing group wide risk and compliance initiatives
  • Providing training to other teams on compliance matters where necessary
  • Experience and Requirements :

  • 6 + years in fund industry (Management Company experience preferred)
  • Degree educated
  • Strong communication skills
  • Great attention to detail
  • Well organised and able to work to deadlines
  • This is a very important role in an exciting and well-established companies which was founded over 40 years ago. Luxembourg is one of their biggest markets, and they have a number of very loyal clients. Please

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