MLRO / COMPLIANCE OVERSIGHT OF DISTRIBUTION LEADING INVESTMENT COMPANY NT129 Greenfield is pleased to be working with one of the world’s largest investment companies with a global presence and based in Luxembourg.
Our client is now looking for a new MLRO to strengthen their local activity and support their increasing activity due to Brexit.
This is a great opportunity as you will join a small team which is growing and where you will have the chance to push your career further.
As the MLRO, you will provide compliance oversight and support for the different funds internally managed by the company.
This role is suitable for someone with strong communication and organisational skills.
The Role : Ensure that the Management Company’s AML policy and Risk Assessment framework are up to date Develop and implement the AML due diligence and on-
going oversight programme for distribution countries and appointed distributors of the funds Take care of the due diligence of existing / new clients and distributors Undertake wide money laundering risk assessment Manage the oversight of internal and external transfer agents’ activities Handle also the funds migrations, AML audits and approval of medium and high-
risk account openings Ensure Compliance oversight on Cross Border Distribution for the UCITS and AIF funds (internally managed) Provide management information reports to the Management Company Board Liaise with Business Development, Dealing, Product and Legal teams with regards to the distribution network of the Finds managed by the Management Company Be the point of contact for the Legal and Client Services department to ensure that new distribution agreements with the Management Company incorporate appropriate AML clauses Be part of ad hoc projects from time to time The Profile : University degree in Legal, Compliance or similar 5-
7 years minimum in a similar role Strong understanding of investment funds (UCITS, non UCITS and SIF regulations) Good knowledge of AML guidance legislation Experience communicating with the regulators Fluent in both English and French Role require availability to travel from time to time If you are interested in this position, or would like to discuss other roles that we are currently recruiting for, please forward your CV in English to Nicolas Tassin by applying online.
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