Company description : Pictet is an investment-led service company, offering wealth management, asset management and related services.
We do not engage in investment banking, nor do we extend commercial loans.
We are a partnership of seven owner managers and our principles of succession and transmission of ownership have remained unchanged since foundation in 1805.
With more than CHF 509 billion in assets under management or custody at 31 December 2017, Pictet is today one of the leading Europe-
based independent wealth and asset managers.
Headquartered in Geneva, Switzerland and founded there, Pictet today employs more than 4,200 people.
It has 27 offices in : Amsterdam, Barcelona, Basel, Brussels, Dubai, Frankfurt, Geneva, Hong Kong, Lausanne, London, Luxembourg, Madrid, Milan, Montreal, Munich, Nassau, Osaka, Paris, Rome, Singapore, Stuttgart, Taipei, Tel Aviv, Tokyo, Turin, Verona and Zurich.
Job description : Mission To be responsible for the compliance of Pictet Asset Management (Europe) SA management company (MANCO) and its related EU branches.
This includes compliance of the distribution network and compliance oversight of the delegates in all jurisdictions.
To drive and enhance on an ongoing basis the Compliance Target Operating Model while focusing on digitalisation, leverage of data and automation of controls and processes.
To foster a positive compliance and ethical culture within the MANCO and Pictet Asset Management.
Responsibilities To act as Conducting Officer, leading and managing the Compliance team of the MANCO.
To identify and advise on all applicable regulatory rules, regulations and requirements (internal and external) and lead the compliance action plan as required.
To ensure that the activities of the MANCO and its EU branches (France, Belgium, Netherlands, Germany, Italy and Spain) are conducted in compliance with applicable rules, regulations and requirements as they evolve.
To ensure, as the Money Laundering Reporting Officer (MLRO), that AML-CFT and KYC obligations are met.
To identify, assess and mitigate the compliance risks associated with the MANCO's business activities, such as new products, new business relationships and growth of operations or networks on an international level.
To perform the compliance risk assessment and design mitigation plans as required.
To perform and enhance the compliance monitoring plan, including thematic reviews.
To establish and update compliance policies and procedures for the MANCO and branches.
To assist and advise staff and governing bodies on compliance matters.
To design and provide compliance training.
To draft various compliance reports for the Board of Directors, regulators, Group, etc.
To perform oversight of the transfer agent to ensure compliance with FATCA and CRS requirements for investors in MANCO funds (assisted by tax experts as and when required).
Profile Education and experience required : Relevant compliance expertise gained over a minimum of 10 15 years together with management experience.
Previous MANCO conducting officer and MLRO experience would be a plus.
Knowledge of FATCA & CRS rules an advantage.
Hard skills : In-depth understanding of all business and operational activities of a Luxembourg management company.
In-depth knowledge of the legal and regulatory environment applicable to management (including EU / CSSF rules and regulations) company and alternative investment fund managers.
In-depth knowledge of AML-CFT rules and regulations.
Strong compliance expertise with a team management background.
Sound knowledge of financial products and instruments.
Soft Skills : Ability to set clear compliance strategy and direction.
Strong leadership, managerial and people skills.
Strong communication and collaborative skills.
Can-do attitude with a drive for decision and implementation.
Strong priority-management skills at both individual and team levels.
Skilled at navigating complex and global organisations.
Flexible, pragmatic and solution-oriented Strong industry network.
Fluent in French and in English, both verbally and written.
Other languages an asset Note We will not accept any CVs via agencies Seeked profile : .
Education level : Master's Degree Work experience : 10-15 years Start contract date : 06-02-19 Contract duration : Undefined