Junior Compliance Specialist for Fund Administration Lux
Credit Suisse
Luxembourg, Luxembourg, Luxembourg
il y a 15j

We Offer

  • A chance for you to join a dedicated specialist team with deep knowledge in Financial Crime Compliance Advisory;
  • You are going to act as the point of escalation to Transfer Agency for the review of negative news, potential PEPs and sanction alerts;
  • You will be responsible for reviewing EDD investors file and coordinating relevant MLRO approval(s) Financial Crime Surveillance;
  • Reviewing alerts generated by the daily static data screening system, following-up with Transfer Agency when and where required and escalating suspicious activities to the MLRO;
  • Performing ad-hoc search through the client and investor database upon request of the Group and local Authorities Compliance Risk Assessment and Program;
  • You will be actively assisting the execution of Compliance risk assessments on AML risk assessments;
  • Conducting dedicated AML controls and performing AML risk analysis;
  • Conducting trainings to staff on relevant AML and compliance-related laws, regulations, best practices and internal local and global policies;
  • In this position you will provide advice and guidance on Compliance and AML matters to the business and Senior Management;
  • Ensuring that policies and compliance controls are defined / updated whenever required;
  • Reporting accordingly to the Head of Compliance will allow you to craft a network with positive working relationships;
  • Liaising with internal and external auditors where necessary;
  • You Offer

  • Do you possess university degree in Finance, Law or Economics?;
  • Have you got a minimum of 3 years’ experience in an international audit firm or in a compliance function with a focus on the financial industry?;
  • You have experience in auditing / testing existing controls designed to ensure regulatory compliance;
  • Deep understanding of the regulatory framework pertaining to investment firms and the fund industry, in particular in AML laws and regulations;
  • You have excellent written and oral language skills in English;
  • Your excellent analytical, organizational and interpersonal skills allow you to contribute to the team's success;
  • Good task / project management skills;
  • Excellent time management skills,
  • Ability to work well independently as well as part of a team;
  • Capability to work under pressure.
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