RC for Funds - Compliance Manager
Location : Luxembourg, LU
Luxembourg, LU
For our office in Luxembourg, we are currently looking for a RC (Responsable Conformité) for funds for our Management Company .
We offer a dynamic, and international corporate atmosphere as well as the benefit of customized training adapted to your needs throughout your career.
JOB DESCRIPTION :
Ability to manage a portfolio of diversified alternative funds (SIF, RAIF, SCSp / SCS ) in the sectors of private equity, real estate, debt essentially;
Meet the qualifications set by CSSF in the FAQ of November 2019 to act as an RC in Luxembourg;
Ensure compliance of the Funds with Luxembourg Anti-money Laundering and Counter Terrorist Financing ( AML / CTF"). Be the single point of contact of CSSF and AED for any RC duties such as AML reports, AML surveys or ad hoc requests from the regulator;
Coordinate with all teams involved and external service providers where applicable (AIFM, Investment Advisor, Transfer Agent, Depositary Bank );
Perform the annual AML due diligence of service providers as part of the oversight control;
Maintain the library of template documentation required to perform the service, and where necessary support writing of bespoke policies with clients;
Onboarding of any new mandates and be involved in the service proposal process.
YOUR PROFILE :
Familiarity with AML / CTF legislation / directives and Luxembourg market practice for Funds;
Fluent in English ( knowledge ofv German and French language are a plus);
Experience in managing a team to coordinate the preparation of deliverables and KPI’s management;
Ability to interpret regulatory guidelines and apply a risk-based approach;
Strong knowledge of legal entity structures both domestic and international;
Proactive attitude, tact, ability to communicate with authorized management and attend Board meetings.
LI-EB1
