Deputy Compliance & Legal Officer
Royalton Partners
Luxembourg
il y a 18j
source : jobs.lu
  • JOB RESPONSIBILITIES : Monitoring adherence to AML activities, advise the business relating to KYC / AML issues and assist the KYC review;
  • Updating existing KYC files and assessment of ongoing ones; maintenance of compliance registers, due diligence database and monitoring tools;
  • Perform investment compliance reviews of funds and prepare Management Board Reporting; Coordinate and assist the Chief Compliance Officer in the correspondence and reporting with local authorities, various regulatory agencies, internal auditor and executive management on AML & compliance matters;
  • Supervise and develop written policies and procedures to ensure an effective compliance program in line with legal requirements and group policies;
  • Complete all necessary regulatory reporting associated with investment compliance; Administration of company secretarial and legal issues of the funds;
  • Provision of regulatory and legal support internally; Coordinate with external legal advisors (complaints / legal cases, technical advice requests);
  • Liaise with clients, lawyers and regulators on compliance and regulatory issues; REQUIREMENTS : At least two years previous financial services experience with a significant amount of exposure to investment compliance;
  • Comprehensive knowledge of Luxembourg fund regulatory and legal requirements; Be able to work quickly and accurately under pressure with a minimum supervision;
  • Attention to detail Fluency in English mandatory, other languages would be an advantage.

    WHAT WE OFFER : Flexible working hours, open for part time up to minimum 50% Annual contract with the possibility of extension

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