Compliance Officer (m/w)
il y a 1 mois

Ihr Aufgabenprofil

  • identifying the existing rules and the upcoming regulations in Luxembourg which may impact business
  • keep updated on directives, laws, regulations and circulars governing the conduct of business activities of the management company and funds
  • fight against anti-money-laundering and the financing of terrorism, as well as the rules of conduct of the financial sector and investor protection rules
  • develop and reinforce existing controls in order to mitigate such risks in coordination with Group Compliance
  • provide advice on regulatory and legal matters on any compliance issues that may arise, conduct compliance monitoring and reporting in line with Group Compliance standards
  • provide advice with regard to client onboarding and transactions that may be considered as unusual, monitor the operation and effectiveness AML / CTF systems and controls
  • preparing and providing regular compliance reports, as appropriate, to senior management
  • act as the contact person for the local regulator and authorities as regards to anti-money laundering / counter-terrorist financing (AML / CTF) and Compliance
  • verify that the organizational duties relating to Compliance are complied with (cross boarding rules, treat customers fairly, conflict of interest management), including outsourced and / or delegated regulated activities
  • monitoring of personal employee transactions, prevention of market abuse and insider trading, marketing compliance
  • Unser Anforderungsprofil

  • university degree in Finance, Law or Business Administration
  • 5 years of work experience in the Luxembourg financial sector, especially in compliance, audit or legal department
  • good understanding of rules applicable to the Luxembourg investment fund industry
  • ability to succeed, grow and be challenged in a dynamic environment
  • strong communication skills
  • ability to prioritize risks and tasks effectively
  • fluent in English and German written and spoken. French is considered as an advantage
  • ability to work independently closely aligned with the Group Compliance function
  • Was wir bieten

  • Alceda is an emerging leader in the financial center Luxembourg
  • Excellent development opportunities for individual personal development
  • A challenging task in a highly skilled, dynamic team
  • Are you interested in our job description and do you have the qualifications being sought? Then we look forward to receive your application.

    Please upload your documents here and indicate your salary requirements and availability.

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