deputy compliance & legal officer
Luxembourg Centre, Centre
il y a 4h

description du poste

We are currently looking for a one year contract a :

Deputy Compliance & Legal Officer (m / f)


  • Monitoring adherence to AML activities, advise the business relating to KYC / AML issues and assist the KYC review;
  • Updating existing KYC files and assessment of ongoing ones; maintenance of compliance registers, due diligence database and monitoring tools;
  • Perform investment compliance reviews of funds and prepare Management Board Reporting;
  • Coordinate and assist the Chief Compliance Officer in the correspondence and reporting with local authorities, various regulatory agencies, internal auditor and executive management on AML & compliance matters;
  • Supervise and develop written policies and procedures to ensure an effective compliance program in line with legal requirements and group policies;
  • Complete all necessary regulatory reporting associated with investment compliance;
  • Administration of company secretarial and legal issues of the funds;
  • Provision of regulatory and legal support internally;
  • Coordinate with external legal advisors (complaints / legal cases, technical advice requests);
  • Liaise with clients, lawyers and regulators on compliance and regulatory issues;

  • At least two years previous financial services experience with a significant amount of exposure to investment compliance;
  • Comprehensive knowledge of Luxembourg fund regulatory and legal requirements;
  • Be able to work quickly and accurately under pressure with a minimum supervision;
  • Attention to detail
  • Fluency in English mandatory, other languages would be an advantage.

  • Flexible working hours, open for part time up to minimum 50%
  • Annual contract with the possibility of extension
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