Fund Risk and Compliance Officer (m / f)
Permanent Contract
We have an opportunity for a Fund Risk and Compliance Officer (m / f) within the Fund Risk and Compliance Department with FundRock Management Company S.A.
FundRock Management Company S.A. provides third-party management company services to Luxembourg domiciled collective investment schemes in accordance with Luxembourg regulations.
Risk and Investment Compliance Officer role
Monitor and prepare the regular Risk reporting
Manage the different Investments regarding the compliance of the funds
Ensuring mapping of OTC and derivative positions in the risk system
Responsible of all the Risk services within the company
Come up with ad-hoc Risk analysis reports to the executives
Perform day to day controls and analysis of incident reports
Prepare the AIFM / UCITS applications in accordance with the CSSF regulation
Perform follow-up of control checklists summarizing all the investment objectives & policies, and investment regulations & restrictions
Perform review of legal documentation at the Fund’s set-up stage
Ensure the daily monitoring and reporting of all breaches
Perform a regular checking of credit rating of the instruments held
Report on breach status regarding investment restriction or investment policy matters
Ensure feed-back and support to colleagues, management and auditors (internal & external)
Take an active part in further system enhancement
Your Profile :
Master's degree in Finance, Economics or Accounting
Proven experience within a similar position in Luxembourg, Ireland or as well as an extensive knowledge of regulation funds
Minimum 3 to 5 years’ experience
Experience within AIFM / UCITS risk management is a strong asset
The perfect mix between a team player and autonomous professional
Fluent in English
Knowledge of the Microsoft office tools (especially Excel). Knowledge of Bloomberg, or other Data providers is an advantage
Good organisation and analytical skills
Detail-oriented
Strong willingness to enhance personal knowledge about investment products
Application
If you are interested in this role, please send your CV with a cover letter (please note that the title of your e-mail should be Fund Risk and Compliance Officer ).