As Chief Compliance Officer, you will design, build and implement a compliance framework to ensure the Company meets its regulatory responsibilities.
My client is a financial institution recruiting a Chief Compliance Officer to have the responsibility with the CSSF.
Design, build and implement a compliance framework to ensure the Company meets its regulatory responsibilities.
Establish and maintain appropriate policies, procedures, systems and controls in relation to regulatory compliance and financial crime.
Design and implement a Compliance Monitoring Plan to assess those systems and controls and work with the Group Internal Control Team to deliver the programm and provide remediation plans where required.
Liaise with all areas of the business to provide sound advice and guidance in relation to regulatory matters and consider the regulatory risks associated with new business initiatives
Be directly responsible for the client on-boarding process, manage any outsourcing arrangements in this regard and review and investigate any higher-risk clients where required, including PEPs
At least 8 years of experience in Compliance in relation with the financial sector
Fluent in French & English
Increase your potential
Develop your expertize
Manage your own team