Compliance Officer Transaction Monitoring (m/f) - full-time CDI
Luxembourg, CH
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Julius Baer is the leading Swiss private banking group with a focus on servicing and advising sophisticated private clients and a premium brand in global wealth management.

That is why a comprehensive range of services and first-class service quality are essential as are the committed teams that provide them.


  • Perform daily financial crime controls, complete day-to-day BAU work for EDD risk assessments and present cases to the Luxembourg Client Acceptance Committee
  • Perform Client due diligence for new accounts including risk classification calculation, onboarding checks such as assessment of the KYC, plausibility and documentation of the source of wealth, source of funds on all relevant parties
  • Identification of ultimate beneficial owners and / or controlling persons on accounts involving complex structures
  • Prepare the Independent Compliance Assessment for Client On Boarding, and provide compliance recommendation for the Client Acceptance Committee (CAC)
  • Attend the CAC and debate with the relevant stakeholders and perform follow ups
  • Delivering support, advice and assessment on AML / KYC to the front office when required
  • Monitor and review client accounts through the standard KYC review process in place according to our standards
  • In case of deficiencies, discuss remediation means and actions with the front office
  • Follow up on action points arising out of the reviews
  • Review of trigger event to assess changed risks
  • Review AML alerts and discuss with the front office the documentation / justification of the transactions
  • Daily wire transfer and indirect sanctions monitoring

  • Bachelor s degree in economics, legal or finance
  • Minimum 5 years’ experience as a compliance officer ( 2nd line of defence )
  • Good knowledge of the KYC environment and AML regulation applicable in Luxembourg
  • Detail oriented and demonstrate a high readiness of mind
  • Excellent communication skills and committed team player
  • Excellent analytical skills and resilience
  • Solid negotiation skills and the ability to stay firm under pressure
  • Suitable professional qualification(s) (ICA certificate level)
  • Business minded approach
  • Good risk awareness and focus
  • Basic knowledge of applicable laws, codes and regulations
  • Fluent in English, every further foreign language would be an added advantage
  • We are looking forward to receiving your full job application through our online application tool. You can find further interesting job opportunities from the Home Page or under Similar Jobs section.

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