We are seeking an (Assistant) Compliance Manager. This is a senior role within the Compliance Team of Luxembourg Investment Solutions S.
A. (LIS), a ManCo and AIFM. LIS is a part of the Sanne Group. You will provide support in all areas of Compliance and AML / CFT.
The role holder will report to the Head of Compliance.
Support the Compliance Team in the day-to-day-business
Ensure compliance with local laws and regulations as well as to the organization's policies and procedures
Give guidance to employees in relation to the execution and implementation of the internal procedures and regulatory matters
Performance of controls in accordance with the Compliance Monitoring Plan of the entity
Support of other departments in reviewing and analysing of AML / KYC for new clients and investments
Initiation, development and maintenance of the Compliance and AML / CFT Policies and Procedures
Providing support to the Head of Compliance
Preparation of reporting's to the Board of Directors of LIS as well as to the Group
Maintenance of Compliance logs, such as Conflicts of Interest register, Breaches and Errors log, Complaints register
Provide in-house trainings to all level of staff.
Skills / experience required
2 to 5 years of experience in Compliance in the financial sector, preferably in the fund industry
Good command of the Luxembourg regulatory environment, especially with regard to alternative investments and AML / CFT
University degree in Economics or Law
Fluent in English (knowledge of German will be considered as an asset)
Strong analytical and communication skills
Strong organizational skills
Ability to prioritize tasks and to work autonomously as well as in team
Highly efficient, proactive and trustworthy
Attention to details
Good command of Outlook, Word, Excel and PowerPoint
What you can expect :
An innovative, modern business environment
Highly motivated experienced team
Growth & development opportunities
Introduction to AIFM core business
Attractive compensation package