Assistant Manager / Manager Compliance
SANNE
Luxembourg, Luxembourg
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We are seeking an (Assistant) Compliance Manager. This is a senior role within the Compliance Team of Luxembourg Investment Solutions S.

A. (LIS), a ManCo and AIFM. LIS is a part of the Sanne Group. You will provide support in all areas of Compliance and AML / CFT.

The role holder will report to the Head of Compliance.

Key Responsibilities

  • Support the Compliance Team in the day-to-day-business
  • Ensure compliance with local laws and regulations as well as to the organization's policies and procedures
  • Give guidance to employees in relation to the execution and implementation of the internal procedures and regulatory matters
  • Performance of controls in accordance with the Compliance Monitoring Plan of the entity
  • Support of other departments in reviewing and analysing of AML / KYC for new clients and investments
  • Initiation, development and maintenance of the Compliance and AML / CFT Policies and Procedures
  • Providing support to the Head of Compliance
  • Preparation of reporting's to the Board of Directors of LIS as well as to the Group
  • Maintenance of Compliance logs, such as Conflicts of Interest register, Breaches and Errors log, Complaints register
  • Provide in-house trainings to all level of staff.
  • Requirements

    Skills / experience required

  • 2 to 5 years of experience in Compliance in the financial sector, preferably in the fund industry
  • Good command of the Luxembourg regulatory environment, especially with regard to alternative investments and AML / CFT
  • University degree in Economics or Law
  • Fluent in English (knowledge of German will be considered as an asset)
  • Strong analytical and communication skills
  • Strong organizational skills
  • Ability to prioritize tasks and to work autonomously as well as in team
  • Highly efficient, proactive and trustworthy
  • Attention to details
  • Good command of Outlook, Word, Excel and PowerPoint
  • What you can expect :

  • An innovative, modern business environment
  • Highly motivated experienced team
  • Growth & development opportunities
  • Introduction to AIFM core business
  • Attractive compensation package
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