Senior Compliance & Regulatory consultant
Grant Thornton Luxembourg
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source : Moovijob

Senior Compliance & Regulatory consultant (m / w) As a Senior Compliance & Regulatory Consultant, you will ensure the successful delivery of various assignments and provide high-

quality services to a diversified client portfolio comprised of banks, payment institutions, electronic money institutions, management companies and investment / specialised / support PFS.

You will also have the opportunity to develop your management skills by supervising a team of associates and attending professional development and training sessions on a regular basis.

The regulatory advisory activities of Grant Thornton Luxembourg are constantly growing in line with an ever increasing focus on compliance and enhanced regulation.

Our professionals combine flexibility and quality work, they provide value to clients and demonstrate leadership and entrepreneurship spirit.

Main responsibilities Support clients’ Compliance functions in regulatory and legal matters;Assist in fraud and AML / CFT audits and investigations, undertake desk reviews, perform analysis and detailed assessment reports using sophisticated online tools (e.

  • g. Thomson Reuters, Lexis Nexis, Factiva, WorldCheck);Assist in the execution of Compliance checks, KYC and AML / CFT due diligence for clients;
  • Provide regular reports to the Board, Authorised Management and the CSSF for regulated clients;Set up and perform ongoing reviews of Compliance policies, processes and charters for different types of clients of the financial sector in line with corporate and local legislative requirements;
  • Implement risk-based compliance frameworks which enable clients to make informed decisions, align their risk appetite to activities performed and avoid sanctions;
  • Create and verify Compliance programs, set up compliance monitoring program, perform compliance reviews and issue compliance reports;
  • Monitor new laws and regulations and provide impact assessments of any changes in the Luxembourg regulatory environment;Support clients with AML / CFT-

  • related operational activities (e.g. perform transaction monitoring, sanctions screening, PEP screening, red flag analysis)Support clients with the completion of the annual CSSF AML questionnaire;
  • Supervise, train and mentor juniors and interns on regulatory and compliance topics and assess performance of staff. Main requirements Master degree in Legal, Finance or equivalent;
  • At least 4 years of experience as a consultant in regulatory and / or compliance in the financial sectorStrong knowledge of the International and Luxembourgish AML / CFT regulatory framework;
  • Professional qualification is considered an asset, such as CAMS or Compliance expert;First experience in authorization files for CSSF (AIFM, Ch.

  • 15 ManCo, support PSF, );Good command of MS Office suite, including Excel;Fluency in English and French or German, any other language is considered an asset;
  • Strong analytical, organizational and communication skills;Team player, rigorous and autonomous;Excellent written and oral communication.

    Additional Information In Luxembourg, 275 professionals among whom 22 partners, are offering high-quality assurance, tax and advisory services to our clients which range from private individuals to corporations, banks and public institutions.

    Over 50 000 Grant Thornton people, across 135 countries, are focused on making a difference to clients, colleagues and the communities in which we live and work.

    For additional information please refer to our Web site or LinkedIn page. >

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