Regulatory Compliance Officer (f/m/d) - Fixed-term 1 yearRegulatory Compliance Officer (f/m/d) - Fixed-term 1 year
Deutsche Börse
Luxembourg, L, LU
il y a 11j

Field of activity

The Compliance Function works in close coordination with the individual business units and group control functions to ensure adherence to national and international laws and regulations applicable to various units of Deutsche Börse Group and its business activities.

The compliance function has a proactive role in the identification of possible compliance or reputational risks, including those that may arise in connection with new activities and products.

Compliance defines group-wide compliance policies, supports their consistent application across group entities, and provides centralised services in areas including the prevention of money laundering and terrorist financing, international financial sanctions, anti-

corruption, data protection, and the prevention of conflicts of interest and related securities law requirements. Members of the Compliance Function will not only gain experience with various compliance responsibilities, but also have exposure to a broad rang of global financial activities.

Tasks / responsibilities

  • Identification, analysis, and monitoring of regulatory obligations and requirements in Luxembourg, official guidance, and market practices applicable to current or future business activities of Deutsche Börse Group
  • Development and application of internal Compliance policies as relevant to business activities, and controls over their implementation
  • Preparation, development, and maintenance of relevant risk analyses
  • Communication with supervisory and law enforcement authorities, professional organizations, and Compliance Officers of other institutions
  • Informing and training employees on compliance topics
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