As an AML specialist on the AML team of the Transfer Agent (TA) Department, you will be responsible for identifying investors using a risk-based approach.
You will also carry out continuous / periodic reviews of these investors and the AML / KYC / tax documentation obtained from them when their accounts are opened, taking into account the regulations in force and any subsequent changes to those regulations.Your role
Identifying investors using a risk-based approach, taking account of the legislation in force and internal directives (which requires knowledge of the specific structures).
Collecting, carrying out first-level analysis on and archiving all documentation relating to the fight against money laundering and terrorist financing (AML), Know Your Customer (KYC) and tax documentation (FATCA / CRS).
Carrying out a period review of the files and updating documentation if required.
Communicating with clients and investors, where necessary.Your profile
University degree in Finance or training / experience deemed equivalent.
2 to 3 years’ proven experience working in the field of AML / KYC and / or on a compliance team.
Good knowledge of Luxembourg AML / KYC regulations and specific topics such as FATCA, CRS and AIFMD.
Knowledge of the different roles in the investment fund industry (custodian bank, transfer agent and fund administration), as well as of the related regulatory framework.
Mindful of risks.
Skilled user of MS Office.
Written and spoken fluency in French and English.
Another language would be an advantage.
Meticulous in your approach to work and highly organised.
Resistance to stress.
Dynamic and able to show initiative in problem solving.NoteWe will not accept any CVs via agencies