Corporate – Audit - Wealth Management (WM) – Senior Auditor – Associate
J.P. Morgan
Senningerberg, Luxembourg, Luxembourg
il y a 3j

Job Description

Corporate Audit - Wealth Management (WM) Senior Auditor Associate

Department Description

The JPMorgan Chase Audit Department is accountable to the Audit Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators.

The global Audit Department has in excess of 1,200 Audit Officers.

Within the Audit Department, the EMEA Asset & Wealth Management (AWM) Audit team is responsible for assessing the adequacy of the control environment across the AWM businesses in EMEA.

This is achieved through a program of audit coverage performed and managed by a team of integrated business, technology and corporate sector specialists and coordinated on a global basis with colleagues in the US and Asia.

Business Description

J.P. Morgan is a global leader in AWM with over $2.5 trillion in assets under supervision, including over $1.7 trillion in actively managed portfolios, and annual revenue of approximately $12 billion.

WM provides a full range of services and investments to High & Ultra-High Net Worth individuals. This includes discretionary investment management, brokerage, advisory as well as custody and banking services.

Position Description

We are looking for a Luxembourg-based senior auditor (Associate) in the WM EMEA Audit team with an audit, assurance or controls background at a private bank or financial institution, in particular, with experience reviewing fiduciary or operations activities.

The role focuses predominantly on Wealth Management businesses in Luxembourg and other European branches; however, the successful candidate will also have the opportunity to participate in audits covering other areas of the AWM business, where opportunities arise.

The individual will be responsible for assessing the adequacy of the control environment across J.P. Morgan Bank Luxembourg ( JPMBL ) Wealth Management activities and functionally across EMEA.

This individual will report to the Head of Audit for JPMBL. The position, which is based in Luxembourg, is part of the wider WM Audit team.

The individual will predominately be expected to perform execution of individual audits across Wealth Management (Luxembourg hub and EMEA branch network) and support the annual audit plan and risk assessment process.

Further, the individual will be expected to develop relationships with key stakeholders across these areas in the location and within the network of EMEA Group Audit.

Key responsibilities

  • Participate in and lead audit engagements from planning to reporting, and deliver quality products within department and professional standards.
  • Execute audit testing on individual audits of the above business and control functions.

  • Provide input and support to the strategic vision and footprint of the Audit department of JPMBL, including consideration of changing regulatory, audit practice and industry standards and expectations.
  • Risk based audit approach, independently evaluating, testing and reporting on the adequacy and effectiveness of controls, as well as identifying the root cause of issues.
  • Finalise and communicate audit findings in a clear and concise manner and identify opportunities for improvement in the design and effectiveness of key controls.
  • Use judgment to provide an overall opinion on the control environment.

  • Present the results of audit work to the Audit management, local stakeholders and risk and control forums.
  • Effectively partner with colleagues within the Audit team across the region and globally.
  • Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value.
  • Execute an effective program of continuous monitoring activities, including analysis of key metrics to identify control issues and adverse trends, and keeping abreast of key initiatives and pertinent industry and regulatory developments.
  • Employ computer-assisted auditing tools where applicable to maximize the efficiency of sampling and to reduce the risk of fraud and identify opportunities for the use of continuous monitoring and automated auditing.
  • Stay up-to-date with evolving industry and regulatory changes impacting the location and its control environment.
  • Qualifications

  • Business and Industry Knowledge relevant financial services industry experience, preferably within Audit or risk and control functions.
  • Previous experience in one or more of the following areas preferred : wealth management, trading & brokerage services, fiduciary investment and administration, investment products and risk management (credit, market, liquidity, operational).

  • Methodology & Analytical Skills detailed understanding of internal control and risk assessment concepts and strong analytical skills to assess the impact of control weaknesses.
  • Partnership - Strong execution skills, ability to work predominately independently with limited supervision. Works well individually and in teams, shares information, and supports colleagues.
  • Communication - Strong verbal and written communication skills, with the ability to present complex and sensitive issues in a persuasive manner.
  • Leadership - Ability to assess priorities, adapt to a changing environment, monitor progress and timely deliver a high quality end product.
  • Enthusiastic, self-motivated, effective under pressure and willing to take personal responsibility / accountability. Demonstrates capability to learn quickly, be flexible and think strategically.

  • Accountability proven ability to support the development of the scope and execution of audits / projects. Seeks ways to increase efficiency and effectiveness of work performed.
  • Willing to take personal responsibility / accountability. Ability to manage multiple tasks concurrently in an efficient and effective manner.

  • Project management - ability to participate in audit assignments and execute assigned audit tasks in a team environment.
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