Our client is a growing Super Manco, from a well known European Insurance Group.
To sustain their growth, they need to reinforce their Compliance team. The Compliance Officer will work hand to hand with the Head of Compliance and another Compliance Officer in all aspects of the
compliance control framework to ensure compliance with regulatory obligations and regulation and follow up on actions to mitigate non-compliance risks.
Main Responsibilities :
Perform Compliance Monitoring in order to ensure regulatory requirements are met by using various monitoring systems and reports
Prepare regular reporting to the Board of Directors of the company, the Board of Directors of the funds, the Management Committee, the Group, the auditors, the CSSF, etc.
Plan and work on specific compliance and regulatory projects with the Head of Compliance
Follow up on legislation changes in Luxembourg and in the EU and advise on the impact and consequences of such changes
Review and advise on all regulatory concerns impacting the ManCo and its UCITS / AIF activities
Assist on the implementing and updating the Company policies and procedures
Develop a robust compliance culture, providing support, education and training to staff to build compliance risk awareness within the Company
Manage conflict of interest, complaints, etc. and maintain appropriate logs
Offer ongoing support to all the staff on compliance issues
Provide support and communicate effectively with the colleagues
Provide high quality standards and focus on customer environment