IM EMEA, Compliance Officer
BNY Mellon
Senningerberg, Luxembourg
il y a 5j

Job Description

The key purpose of this position is to undertake the role of Compliance Officer of BNY Mellon Fund Management (Luxembourg) S.

A. ( BNYMFM-Lux or the Firm ). The holder of the position will also serve as the Conducting Officer appointed by the Board of BNYMFM-

Lux to be responsible for Compliance and depending on the experience of the candidate, the individual will also act as the AML / CTF Officer for the Firm.

BNYMFM-Lux is authorised by the Commission de Surveillance du Sector Financier (CSSF) as a UCITS management company and Alternative Investment Fund Manager (AIFM).

The Firm currently acts as an AIFM to a range of open and closed-ended Luxembourg-domiciled AIFs invested in specialist sub-

investment grade corporate credit strategies with AUM of approx. €7bn. Following the UK’s withdrawal from the European Union, it is intended that the Firm will provide cross-

border management company services to BNY Mellon’s UCITS ranges in Ireland with AUM of approx..€30bn AUM. It is also envisaged that the Firm will host centralised distribution activities within Europe (ex-

UK) and enter into investment management agreements with clients based in the EU / EEA to provide discretionary portfolio management services sub-

delegated to other BNY Mellon group companies. It is intended that the Firm will establish Branch offices in France (Paris), Germany (Frankfurt), Italy (Milan), the Netherlands (Amsterdam), Spain (Madrid) and Sweden (Stockholm).

The BNYMFM-Lux Compliance function is responsible for the design, development and execution of a risk-based compliance programme to ensure that the Firm properly discharges its obligations under applicable laws, regulations and guidance.

The function.will be staffed by 3 individuals based in Luxembourg and benefit from support provided by the centralised Risk & Compliance functions of the parent company, BNY Mellon Investment Management EMEA Limited ( BNYM IM EMEA ).

The individual will be directly accountable to the Board of Directors of BNYMFM-Lux but will also have a functional reporting line into the Director of Risk & Compliance based in the UK.

BNY Mellon Investment Management’s goal is to build and manage investment and wealth management strategies and solutions that address the ever-

changing needs of our clients. Drawing on deep expertise, we collaborate with our clients to understand their needs and tailor our best ideas and resources to meet their specific requirements.

As recognised pioneers of the multi-boutique model, BNY Mellon have some of the best investment ideas, from the finest investment minds, all in one place.

BNY Mellon Investment Management has over US$1.9 trillion AUM (as at 31 March 2018) and is the global investment management arm of BNY Mellon, one of the world’s largest global asset managers We provide investment management, investment services and wealth management that help institutions and individuals succeed in markets all over the world.


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