Senior Compliance Officer

Selby Jennings UK

Ettlebruk, Diekirch, Luxembourg

il y a 4j

source : eFinancialCareers

Main Duties and Responsibilities :

Directly report to the Chief Compliance Officer, also based in Luxembourg;

Assume direct responsibility for assigned areas;

Monitor and analyze ongoing regulatory requirements to ensure that policies and procedures are compliant with rules and regulations applicable in Luxembourg;

Autonomously design and implement new policies and procedures in the context of a set framework

Autonomously perform controls to ensure compliance with and internal procedures;

Autonomously perform controls, according to a jointly defined control plan in all compliance areas;

Manage individual projects within the scope of compliance responsibilities;

Advice staff on applicable regulations and policies and provide them with compliance related trainings;

Participate in the review and update of legal and regulatory documentation;

Perform theAML &KYC monitoring and reviews of client documentation

Review conformity with client policy

Perform identification and risk evaluation of the clients

Monitor transaction

Perform back-up duties, also covering areas of corporate governance and legal advice.

Qualifications and experience :

Bachelor's degree mandatory, master's degree in Legal or Compliance related majors preferred

At least 5 years of experience in compliance, preferably banks

At least 5 years of experience related to KYC / CTF controls

Familiar with Luxembourg regulatory environment

Fluency in written and spoken English mandatory.

Limited working proficiency in French required

Ready to work in a stimulating and dynamic environment

Excellent communication, drafting and analytical skills

Ability to multi-task and self-organise as part of a team

Dynamic person capable of taking ownership of responsibilities

Experience with commercial software focusing on KYC and transaction monitoring considered an asset

Disclaimer :

The preceding description is not designed to be a complete list of all duties and responsibilities required of the Compliance Officer.

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