Chief Compliance Officer
EXPERIA HR Consulting & Recruitment
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CHIEF COMPLIANCE OFFICER Our client is a bank with a solid reputation as a top quality service provider in all of the banking fields.

PURPOSE OF THE ROLE 1. Chief Compliance Officer’s main tasks and responsibilities : - Oversee the operational execution of the overall Compliance function in the branch.

  • Ensure due knowledge of BCP’s internal policies, directives and procedures and ensure compliance and adequacy with local laws and regulatory requirements.
  • Establish standards, implement and approve procedures to ensure effectiveness and efficiency in identifying, preventing, detecting and correcting non compliance with applicable laws and regulations.
  • Upon receipt of any regulatory changes in Switzerland or BCP’s internal procedures, make the necessary local adjustments with the support of the Head Office (HO).
  • Organize the regulatory framework, create and adapt the related documents. - Actively apply due diligence, compliance and risk approach, on a timely manner.
  • Document and organize periodical checks in terms of corporate governance, compliance and risk governance and prepare the related reports.
  • Interact with regulators and police officers (CSSF, Financial Intelligence Unit, ) on compliance issues. - Act as and advisor on Compliance matters within the branch.
  • 2. General Secretary’s role : - Ensure the secretaryship of the Authorized Management (AM) and Luxembourg Branch Supervisory Committee (LBSC) meetings.

  • Under the supervision of the LBSC members and of the Branch Manager : - prepare the reporting to the General Management (GM) at the Head Office (HO) and amend the documents as per the GM’s remarks.
  • submit the documents to the Board of Director (BoD) for approval and amend the documents as per BoD’s remarks. - Prepare any document required by the local authorities which is not related to Compliance and Risk Management.
  • Administer the timetable of all legal reporting as well as internal reports. 3. Risk Management related tasks and responsibilities : Support the Chief Risk Officer (i.
  • e. the Branch Manager) in the preparation of : - the documents and procedures related to the risk governance of the branch, in coordination with the Risk Management department at the HO.

  • the agenda of the renewal of the risk governance related documents and procedures. - the update of all documents according to the renewal agenda or in case of an evolution of the regulatory requirements.
  • the ICAAP reporting, every year, in line with the regulatory requirements. YOUR PROFILE - University Degree in Law or education focusing on compliance and audit matters, -
  • Certification in Compliance Management in Luxembourg (or EU), - At least 8-10 years’ experience in a similar role in the local banking sector, -

    Broad understanding of regulatory and compliance related topics, - Very good knowledge of Luxembourg’s Banking environment and of the related rules and regulations, -

    Excellent ability to communicate with the all Department’s stakeholders - Excellent level of written and oral communication in English and French -

    Well organized with a strong sense of initiative - Ability to work autonomously and to take decision within his / her powers -

    Strong ethical behaviour - Accurate and details oriented. Your application will be treated in a confidential way according to the legal dispositions in terms of private data collection and treatment.

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