COMPLIANCE MANAGER - Securities services (M / F)
Reporting to the Senior Compliance Manager, the role holder is responsible to support the Chief Compliance Officer in developing and maintaining regulatory compliance and financial crime compliance controls and procedures to enable Global Banking, Global Liquidity and Cash Management and Market & Securities Services in Luxembourg to comply with all banking statutory obligations as set out in relevant regulations, law and codes and in accordance with the Group Compliance Policy and for assisting the oversight of Financial Crime and Regulatory Compliance risks to ensure they are properly monitored and controlled within the corporate banking and the securities services businesses in Luxembourg.
The role requires strong technical skills in the regulatory conduct, the outsourcing oversight, data sharing, AML, CDD, Fraud, Tax transparency and Anti Bribery & Corruption regulatory and Group framework as well as ability to maintain and reinforce partnership with the local business in all areas of the Regulatory Compliance as well as with the regional stakeholders, acting in concert with them.
Jointly with other compliance team members, this role is accountable for the implementation of the Compliance Strategy, Risk and Management in the business in Luxembourg and as such it will require close collaboration with various Regional compliance teams.
Principal accountabilities :
THE CANDIDATE PROFIL
Our client is a well-known international bank.
At the final stages of the recruitment process, the successful candidate can be asked to provide supporting documentation such as, for example, copies of diplomas or proof of previous jobs, and a standard criminal record check might also be requested.