COMPLIANCE MANAGER (M/F)
DO Recruitment Advisors
Sandweiler, LU
il y a 6j
source : Monster

COMPLIANCE MANAGER - Securities services (M / F)

THE JOB

Reporting to the Senior Compliance Manager, the role holder is responsible to support the Chief Compliance Officer in developing and maintaining regulatory compliance and financial crime compliance controls and procedures to enable Global Banking, Global Liquidity and Cash Management and Market & Securities Services in Luxembourg to comply with all banking statutory obligations as set out in relevant regulations, law and codes and in accordance with the Group Compliance Policy and for assisting the oversight of Financial Crime and Regulatory Compliance risks to ensure they are properly monitored and controlled within the corporate banking and the securities services businesses in Luxembourg.

The role requires strong technical skills in the regulatory conduct, the outsourcing oversight, data sharing, AML, CDD, Fraud, Tax transparency and Anti Bribery & Corruption regulatory and Group framework as well as ability to maintain and reinforce partnership with the local business in all areas of the Regulatory Compliance as well as with the regional stakeholders, acting in concert with them.

Jointly with other compliance team members, this role is accountable for the implementation of the Compliance Strategy, Risk and Management in the business in Luxembourg and as such it will require close collaboration with various Regional compliance teams.

Principal accountabilities :

  • Provide timely compliance advice and / or approvals
  • Display Client Due Diligence Subject Matter Expertise
  • Maintain an active participation in local working groups of Luxembourg professional associations
  • Be an Active and Informed Advisor to Business Change and Innovation
  • Assist the senior management, Compliance leadership and other colleagues on all material compliance-related matters
  • Carry out specific functional tasks which, as a matter of local law, contract, policy, or for other reasons, are required to be performed, or are best performed, out of Luxembourg
  • Actively support many projects and data sharing or outsourcing reviews and materiality analysis.
  • THE CANDIDATE PROFIL

  • University graduate in Banking, Audit, Compliance or Legal;
  • Strong experience in a Compliance function, ideally within Securities Services
  • Experienced and confident practitioner
  • An understanding of the international anti-money laundering financing regulatory framework, preferably with experience to legal and regulatory requirements in Luxembourg, and best practice standards.
  • Good interpersonal, written and verbal communication skills.
  • Dynamic, enthusiastic and self motivated person with a naturally proactive approach
  • Ability to work under pressure, both autonomously and within a team and consistently meet deadlines, be a self starter;
  • Fluency in English mandatory and ideally in French. Working knowledge of one further European language would be a definite advantage.
  • THE CLIENT

    Our client is a well-known international bank.

    At the final stages of the recruitment process, the successful candidate can be asked to provide supporting documentation such as, for example, copies of diplomas or proof of previous jobs, and a standard criminal record check might also be requested.

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