Regulatory Officer

Luxembourg Stock Exchange

Luxembourg

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Luxembourg Stock Exchange (LuxSE) is the world’s number one venue for the listing of international securities offering a unique full service throughout listing, trading and reporting.

In 2016, LuxSE launched the Luxembourg Green Exchange platform (LGX), a multiple award winning initiative, supporting issuers market their green social and sustainable securities by gener ating awareness about their projects.

Luxembourg Stock Exchange (LuxSE) is looking for a

Regulatory Officer Capital Markets

Permanent contract (M / F)

The Regulatory Officer will report to the Head of Regulatory Affairs and will work in close cooperation with the International Primary Markets and the Markets & Surveillance Departments to ensure regulatory compliance of LuxSE activities.

Tasks / missions

Conduct research on legal and regulatory issues linked to capital markets

Follow developments in the international and domestic legal framework to anticipate changes impacting LuxSE activities

Provide advice regarding capital markets related new domestic, European and international legislation

Advise and support in developing new services and products in line with applicable law and regulations

Advise operational teams on capital markets related legal issues

Maintain a proactive dialogue with domestic and European regulators

Represent LuxSE in local and international peer group meetings on regulatory issues

Participate in internal business / project steering committees and working groups

Draft and review internal policies and regulations

Train staff in capital markets regulations

Profile

University degree or equivalent certification in Law

5+ years' experience working or consulting in relevant fields of expertise, largely gained in the financial services / capital markets environment, ideally in a local law firm or in a consulting firm

Strong technical knowledge and deep understanding of capital markets regulatory matters (including MIFID II / R, MAR, Prospectus Directive / Regulation, Transparency Directive, Benchmark Regulation, CSDR and related implemented acts at the European and national level)

Outstanding written and oral communication skills in English and French

High sense of responsibility, organisation, initiative and problem solving approach

Ability to work under pressure and meet deadlines

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