Compliance Officer
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BGFML , the Company ) is a Management Company of UCITS funds and an Authorized Alternative Investment Fund Manager ( AIFM ) domiciled in Luxembourg which focuses on the Banca Generali Group’s mark-

to-market asset management, offering a complete and diversified range of investment solutions.


benefits from the expertise and professionalism of the international management team of Banca Generali Group, but also from the management skills of worldwide leading investment managers.

The Assets under Management as at May 31th, 2018 are EUR 15.2 billion.

Position : Compliance Officer Reports to : Conducting Officer in charge of Compliance Location : Luxembourg Employment regime : Permanent contract Full time BGFML is willing to establish a newly permanent and effective compliance function in order to strengthen the existing control framework and to ensure that the Company meets at the best its regulatory requirements.

Main Responsibilities Be the appointed official Compliance Officer of the Company at the CSSF and liaise with the regulator for any communication in relation to the compliance activity Identify the existing and upcoming rules which may impact BGFML business, notably : EU directive and regulations, national laws, regulation and CSSF Circulars governing the activities of BGFML and the funds under management CSSF Circulars, national and international laws, standards and guidelines dealing with professional obligations Identify the compliance risks to which BGFML is exposed to, assess compliance risks and relevant mitigation measures Ensure the compliance of the Company with all AML / CFT requirements, with all applicable laws and internal regulation on market abuse and personal transactions, Ensure the compliance of the Company with applicable laws and internal regulation on market abuse and personal transactions Ensure the prevention and management of conflict of interests in compliance with the applicable laws and internal policies and procedures Establish and perform the Compliance Monitoring Plan (annual and pluri-

annual) Perform regular reviews of BGFML procedures and policies and keep up to date the Manual Procedure of the Company Participate to the management committee of the Company and issue regular compliance reports to the conducting officers and to the members of the Board of Directors Support the conducting officers in enhancing the control over the delegated entities in accordance with relevant UCITS and AIFMD obligations Liaise with the compliance department of the Parent Company and ensure harmonisation of the control framework of the Company at Group level Assist the Data Protection Officer of the Parent Company on data protection related matters Any other duty as assigned by the conducting officers Your profile : Master’s degree in Law / Finance or equivalent Strong understanding and proven knowledge of the Luxembourg investment fund industry (Super ManCo, UCITS, AIFMD) Have a minimum of 5 years of experience in audit, advisory or legal / compliance function in Luxembourg Excellent working knowledge of Microsoft office package.

Excellent analytical and communication skills.

Be able to work in a proactive, independent and detail-oriented way under pressure.

Fluency in English and French is mandatory.

Knowledge of Italian is an asset If you fit this profile and are interested in this position, please send your application together with a full CV via

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