Investment Compliance Intern
Luxembourg Louxembourg
il y a 5j


  • Your Role

    Service delivery and standards

  • Review of eligible assets according to the legal and regulatory restrictions as issued by applicable CAA ( Commissariat aux Assurances ) regulations and European legislation as well as the alignment with the defined investment strategy
  • Analyse new portfolio investments in accordance with home and host country regulations
  • Review of the contractual documentation : investment profile, investment strategy and indemnity letter.
  • Suitability check between the investment strategy signed by the client and his / her risk investment profile at on-boarding and during the whole life of a policy.
  • Setup of rules and investment strategies in the system
  • Provide monthly and quarterly reporting to partners, clients & other departments on regulatory and investment strategy breaches and follow-up and implementation of mitigation actions with external investment managers in case of deviation of investment regulations
  • Deal with day-to-day queries from Sales and Client services regarding investment compliance and monitoring
  • Relationships and influencing

  • Adopt a professional and ethical attitude
  • Ensure a professional and reliable service to clients and internal and external services
  • Your Profile

    Functional / Technical Skills

  • In a Master degree in Finance, Economics or equivalent
  • Good knowledge on investment instruments and financial environment
  • Good knowledge of MS Office, especially Excel
  • Other Skills

  • Fluent in English
  • Able to deal, with facts, figures and adherence to systems
  • Well organised with a methodical approach to work
  • Able to gather and process information efficiently
  • Team player whilst able to work independently
  • Mature, independent, flexible
  • Problem solving skills
  • Confident and professional approach to dealing with clients and colleagues
  • Customer orientated
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