Compliance Officer (f/m/d)Compliance Officer (f/m/d)
Deutsche Börse
Luxembourg, L, LU
il y a 16j

Field of activity

The compliance function works closely with the individual business units and group control functions to ensure compliance with national and international laws and regulations applicable to the various units of Deutsche Börse Group and its business activities.

The compliance function has a proactive and product-focused role in the identification of possible compliance or reputation risks, including those that may arise in connection with new activities and products.

Clearstream Compliance works in partnership with Group Compliance, which is responsible for defining group-wide policies, supports their uniform application within the group companies, and provides central services to prevent money laundering and terrorist financing, international finance, anti-

corruption, data protection and avoidance of conflicts of interest and similar legal requirements.

Located in Luxembourg you will assist the CCO & Head of Compliance with the requirements of the Luxembourg AML and company policies.

You will act as compliance support and advisory assistance to first line of defence employees and management for any question related to AML / CTF and KYC and will monitor all relevant national and international regulatory changes and ensuring compliance with AML / CTF and KYC related regulatory obligations at all times.

Tasks / responsibilities

Assist the CCO & Head of Compliance in :

  • Providing constant support to the business in handling escalated AML / CTF queries advising on risk-based approach,
  • Implementing and monitoring an oversight program of Issuer Acceptance & Refusal,
  • Implementing and monitoring an oversight program of Customer Acceptance & Refusal,
  • Providing constant support to the first line of defence under the context of CSD-R,
  • Providing AML support related ad-hoc projects,
  • Implementing and monitoring an oversight program of Conflict of Interest register,
  • Ensuring compliance of Clearstream with its on-going AML / CTF duties including but not limited to, remediation projects, customer on-boarding,
  • Assist in ensuring that Company’s risk assessment framework are maintained and up to date,
  • Assist in the provision of AML / CTF and KYC trainings to Clearstream employees.
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