Compliance Officer
Luxembourg Stock Exchange
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source : Moovijob

Luxembourg Stock Exchange (LuxSE) is the world’s number one venue for the listing of international securities offering a unique full service throughout listing, trading and reporting.

In 2016, LuxSE launched the Luxembourg Green Exchange platform (LGX), a multiple award winning initiative, supporting issuers market their green social and sustainable securities by gener ating awareness about their projects.

Luxembourg Stock Exchange (LuxSE) is looking for a :

Compliance Officer (M / F)

Tasks / missions

  • Provide recommendations, analysis, and advice to all Compliance related matters and queries
  • Identify potential or actual Compliance risks and propose realistic mitigation or corrective solution
  • Assess, review and implement adequate policies and procedures
  • Define and maintain the risk based approach and country risk assessment
  • Manage Compliance annual training (design and delivery)
  • Provide support to other departments in case of new regulation or law
  • Ensure regulatory watch for Compliance matters
  • Report regularly on activities progress and risk mapping
  • Profile

  • Master’s degree in Law with a minimum of 10 years work experience in a similar position
  • Excellent knowledge of AML-KYC laws
  • Excellent knowledge of applicable regulation related to Compliance matters and to Luxembourg finance sector in particular MAR, CSSF circulars and MiFID II,
  • Strong organizational skills with an ability to work under pressure and meet deadlines
  • Strong ability to research, comprehend, analyze and present information
  • Accurate, reliable, and discrete
  • Ability to build and maintain strong relationships with stakeholders at all levels
  • Excellent oral and written skills in both English and French. Other languages will be considered as an asset.
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