KR Recruitment are delighted to be recruiting this Senior Regulatory role for a leading and fast growing NYSE listed financial services group at their growing Luxembourg operation.
The role will have a key role in both the protection of client financial instruments and client funds, and in ensuring that all prudential regulatory requirements are met.
In time, and with the training to be provided as part of the role, the analyst will become a key day to day contact for client protection and prudential regulation.
Additionally, the holder of this role will undertake ad-hoc financial analysis of the business, support a wide range of new business initiatives as the business grows, and will interface internal groups such as accounting, treasury, clearing and programming.
The position offers the opportunity for significant growth.
It will suit an intellectually curious person who is keen to learn about regulatory work at an international and technologically advanced broker.
Extensive on the job training will be provided.
The professional should be highly organized and an analytical thinker.
The role reports to the Financial Regulation Senior Manager.
The role Meeting regulatory requirements for a regulated company.
Preparation of periodic returns required by the CSSF.
Working with the CSSF’s requirements for the protection of client financial instruments and client funds.
Familiarity with accounting, and ideally experience in working with equities, foreign exchange and listed derivatives.
Preparing the quarterly COREP return, from start to finish.
Preparation of reconciliations and computations for the protection of client financial instruments and client funds.
Preparing certain returns mandated by the CSSF, such as Table I & Table III.2.
Supporting the Financial Regulation manager in a range of matters, including undertaking ad hoc investigations into the client protection and prudential impact of new products and markets.
Developing, enhancing and documenting control procedures related to regulatory control.
Developing a good understanding of financial regulation (eg MiFID II and CRR, as well as Luxembourg laws and CSSF circulars), and horizon scanning to identify possible changes.
Creating functional business requirements for enhancements to existing regulatory and operational systems.
Coordinating and supporting regulatory examinations.
The ideal candidate will meet the following requirements : · You will speak English fluently · You will have experince of working within a Luxembourg regulatory banking framework · You might be a Big 4 Auditor or within a bank.
If you are qualified accounttant (ACA / CPA / CA / ACCA) that would be preferable · You will have a strong technical background · You will be autonomous and self motivated