Compliance & Operational Risk Control Business Aligned Specialist
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Your role

Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? We are looking for someone like that to :

support the business in managing risk

perform second-line-of-defense activities in relation to consequential risks

ensure risk frameworks are designed well and operating effectively

deliver independent risk assessment and reports that shed light on our risk profile

provide business management with controls, tools, training, frameworks , information and insights required to manage risk.

Your team

You’ll be working in the Compliance & Operational Risk Control team in Luxembourg. We are managing a broad range of compliance aspects, including but not limited to conduct risk such as MiFID, cross-

border and employee compliance for the Global Wealth Management business division of UBS Europe SE, Luxembourg Branch. We are providing professional support, advice and coaching to comply with relevant legal and regulatory requirements as well as with Group directives and standards for the management of four locations : Luxembourg, Austria, Denmark and Sweden.

In addition, we have a close cooperation with all local business areas of UBS Europe SE, Luxembourg Branch.

You have :

a university degree in economics, finance or law

experience of minimum 3 to 5 years in either compliance or risk control areas within the financial industry, related to wealth management, exposure to the fund business will be considered as an additional asset

strong understanding of the financial markets and thorough knowledge of banking products and their legal and regulatory framework

sound know-how in the analysis of business processes

You are :

able to critically verify aspects of wealth management business and challenge documentation with an independent mindset

flexible for both daily business requirements and more complex tasks and projects

reliable and resilient (challenging situations and conversations don’t scare you)

fluent in both written and spoken English; French and / or German will be considered as additional asset.

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions.

That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

What we offer

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment.

We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

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