Head of Compliance, I&TS-UK, Europe & Asia
Esch sur Alzette, Luxembourg, Luxembourg
il y a 7j

RBC Investor & Treasury Services (RBC I&TS) is a specialist provider of asset services, custody, payments and treasury services for financial and other institutional investors worldwide.

We serve clients from 16 countries across North America, Europe, Asia and Australia, delivering services to safeguard client assets and maximize liquidity.

As a strong, stable partner, focused on meeting our clients' evolving needs, RBC I&TS has an unwavering commitment to managing operational risk in our business and the highest credit ratings among our asset servicing peers.

Rated by our clients as the #1 global custodian for seven consecutive years, RBC I&TS is trusted with CAD 4.4 trillion in client assets under administration as at January 31, 2018.

What is the opportunity?

In this role, you are responsible for setting the strategic direction for regulatory and compliance risk management and controls for the IT&S European & Asia businesses, while promoting a strong culture of ethics, compliance and integrity across the European& Asian I&TS offices.

You provide independent oversight of regulatory and compliance risks and controls as they relate to laws, regulations and regulatory expectations which govern the activities of the European & Asian I&TS offices.

You enable the effectiveness of enterprise-wide controls through oversight of compliance risks, processes and controls across the European & Asian I&TS offices.

You act as a member of the authorized management of RBC Investor Services Bank S.A., member of the Executive Committee of the bank, including its branches and subsidiaries, Money Laundering Reporting Officer of RBC Investor Services Bank S.A.

and for AML / Financial Crime, you report into the CCO RBC Europe & Asia and to the VP, AML Advisory Capital Markets, Wealth Management, I&TS, & Regions.

What will you do?

  • Lead and provide oversight for the establishment and maintenance of integrated, risk based compliance programs covering European & Asian offices in accordance with applicable banking and securities laws and RBC Enterprise standards.
  • Identify and assess applicable regulatory and compliance risk
  • Design and maintain policies and procedures to address identified risks, as well as appropriate trainings and competence programs and monitoring systems
  • Escalate significant regulatory and compliance risk issues and deficiencies to relevant business supervisor, operating committees, BoD and Head of Compliance Capital markets, Wealth Management and I&TS UK, Europe & Asia.
  • Develop and appropriate and effective response to and resolution of compliance issues or deficiencies identified.
  • Provide independent assurance to key stakeholders on the effectiveness and adequacy of regulatory compliance practices and controls
  • Lead and maintain constructive working relationship with all relevant banking, securities and other regulators within Europe and Asia incl.
  • ECB and CSSF.

  • Develop high quality leadership talent to enable a strong succession pipeline as well as proactively assess and evaluate resourcing requirements
  • What do you need to succeed?


  • Expertize in compliance and regulatory risk management practices
  • Ability to work effectively in a matrix environment
  • Extensive experience of interacting with all levels of stakeholders and manage teams
  • Excellent interpersonal skills and networking abilities
  • Nice-to-have

  • French speaker and writer, any other language welcome
  • University or post-graduate degree with at least 10 -15 years experience, Legal degree preferred
  • About RBC

    Royal Bank of Canada is Canada’s largest bank, and one of the largest banks in the world, based on market capitalization.

    We are one of North America’s leading diversified financial services companies, and provide personal and commercial banking, wealth management, insurance, investor services and capital markets products and services on a global basis.

    We have over 80,000 full- and part-time employees who serve more than 16 million personal, business, public sector and institutional clients through offices in Canada, the U.S.

    and 37 other countries.

    For more information, please visit rbc.com.

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    Inclusion and Equal Opportunity Employment

    RBC is an equal opportunity employer committed to diversity and inclusion.

    We are pleased to consider all qualified applicants for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veterans status, Aboriginal / Native American status or any other legally-protected factors.

    Disability-related accommodations during the application process are available upon request.

    City : Esch sur Alzette

    Address : 14, Porte de France

    Work Hours / Week : 40

    Work Environment : Regional Office

    Employment Type : Permanent

    Career Level : Senior Manager / Director

    Pay Type : Salaried

    Required Travel (%) : 26-50

    Exempt / Non-Exempt : N / A

    People Manager : Yes

    Application Deadline : 08 / 31 / 2019

    Posting Notes :

    Flexible Working Options Considered

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